0001047469-11-009353.txt : 20111110 0001047469-11-009353.hdr.sgml : 20111110 20111110115638 ACCESSION NUMBER: 0001047469-11-009353 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS COMPANIES, INC. CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00062 FILM NUMBER: 111193951 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6513107911 MAIL ADDRESS: STREET 1: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC DATE OF NAME CHANGE: 20040401 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 13F-HR 1 a2206260z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Travelers Companies, Inc. ------------------------------- Address: 485 Lexington Avenue ------------------------------- New York, NY 10017-2630 ------------------------------- Form 13F File Number: 28-62 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Wendy Skjerven ------------------------------- Title: Deputy Corporate Secretary ------------------------------- Phone: (651) 310-6748 ------------------------------- Signature, Place, and Date of Signing: /s/ Wendy Skjerven, St. Paul, Minnesota, November 10, 2011 ------------------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 37 -------------------- Form 13F Information Table Value Total: 245,567 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-29 ST. PAUL FIRE AND MARINE INSURANCE COMPANY ------ ----------------- ------------------------------------------ FORM 13F INFORMATION TABLE
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHARES SH/ PUT/ INVESTMT OTHER VOTING AUTHORITY (X$1000) PRN/AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE AT&T INC COMM 00206R102 385 13,500 SH SHARED 13,500 APPROACH RESOURCES INC COMM 03834A103 189 11,096 SH SHARED 11,096 BAYTEX ENERGY CORP COMM 07317Q105 1,262 28,800 SH SHARED 28,800 BOARDWALK PIPELINE PARTNERS LP COMM 096627104 12,289 479,300 SH SHARED 479,300 BUCKEYE PARTNERS LP COMM 118230101 1,219 19,500 SH SHARED 19,500 CANADIAN NATIONAL RAILWAY COMM 136375102 1,576 22,500 SH SHARED 22,500 CANADIAN PACIFIC RAILWAY COMM 13645T100 1,399 27,700 SH SHARED 27,700 CENOVUS ENERGY INC COMM 15135U109 1,388 43,000 SH SHARED 43,000 EL PASO PIPELINE PARTNERS LP COMM 283702108 14,035 395,700 SH SHARED 395,700 ENBRIDGE INC COMM 29250N105 1,796 53,700 SH SHARED 53,700 ENBRIDGE ENERGY PARTNERS LP COMM 29250R106 17,619 641,400 SH SHARED 641,400 ENTERPRISE PRODUCTS PARTNERS LP COMM 293792107 31,233 777,916 SH SHARED 777,916 GEOMET INC COMM 37250U201 16 22,113 SH SHARED 22,113 JAZZ PHARMACEUTICALS INC COMM 472147107 74 1,775 SH SHARED 1,775 KINDER MORGAN MANAGEMENT LLC COMM 49455U100 22,807 388,584 SH SHARED 388,584 MAGELLAN MIDSTREAM PARTNERS LP COMM 559080106 27,367 453,100 SH SHARED 453,100 MARKWEST ENERGY PARTNERS LP COMM 570759100 5,284 115,000 SH SHARED 115,000 MAXLINEAR INC - CLASS A COMM 57776J100 45 6,989 SH SHARED 6,989 MOTRICITY INC COMM 620107102 8 4,481 SH SHARED 4,481 NATL WESTMINSTER BK PLC SER C 7.76% PREF 638539882 7,156 400,000 SH SHARED 400,000 NUSTAR ENERGY LP COMM 67058H102 6,593 126,100 SH SHARED 126,100 ONEOK PARTNERS LP COMM 68268N103 21,655 464,500 SH SHARED 464,500 PENN WEST PETROLEUM LTD COMM 707887105 653 42,000 SH SHARED 42,000 PLAINS ALL AMER PIPELINE LP COMM 726503105 21,901 371,700 SH SHARED 371,700 PROGRESS ENERGY INC COMM 743263105 2,457 47,500 SH SHARED 47,500 PROVIDENT ENERGY LTD COMM 74386V100 1,060 123,500 SH SHARED 123,500 ROYAL BK OF SCOTLAND PLC PFD 6.25% SER P PREF 780097762 840 80,000 SH SHARED 80,000 SOUTHERN COMPANY COMM 842587107 4,745 112,000 SH SHARED 112,000 SPECTRA ENERGY PARTNERS LP COMM 84756N109 1,834 65,000 SH SHARED 65,000 SUNCOR ENERGY INC COMM 867224107 1,113 41,600 SH SHARED 41,600 SUNOCO LOGISTICS PARTNERS LP COMM 86764L108 7,433 84,000 SH SHARED 84,000 TECK RESOURCES LTD CLASS B COMM 878742204 612 19,800 SH SHARED 19,800 TRANSCANADA CORP COMM 89353D107 1,642 38,600 SH SHARED 38,600 VERIZON COMMUNICATIONS INC COMM 92343V104 1,030 28,000 SH SHARED 28,000 VONAGE HOLDINGS CORP COMM 92886T201 26 10,089 SH SHARED 10,089 XCEL ENERGY INC COMM 98389B100 4,740 192,000 SH SHARED 192,000 ALTERRA CAPITAL HOLDINGS LTD COMM G0229R108 20,086 1,058,833 SH SHARED 1,058,833