-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RxYbMdhIsxjtMZt1IqEZz2FdL9f0ZCvTBX/DhmFPT7DHk7fDMmInsJt867pzxtgK QeZdefEUETP1hm1NF8fV+w== 0000086312-04-000041.txt : 20040405 0000086312-04-000041.hdr.sgml : 20040405 20040405203947 ACCESSION NUMBER: 0000086312-04-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6123107911 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACLEAN BRIAN W CENTRAL INDEX KEY: 0001224080 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 04719054 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN GENERAL COUNSEL CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 860 277 0111 MAIL ADDRESS: STREET 1: TRAVELERSJ PROPERTY CASUALTY CORP STREET 2: ONE TOWER SQ CITY: HARTFORD STATE: CT ZIP: 06118 4 1 c0001224080d20040405f4p1s1f.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000086312 ST PAUL TRAVELERS COMPANIES INC STA 0001224080 MACLEAN BRIAN W THE ST. PAUL TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 0 1 0 0 Executive Vice President Common Stock 2004-04-01 4 A 0 21543 0 A 21543 D Common Stock 2004-04-01 4 A 0 304.335 0 A 304.335 I 401(k) Plan Common Stock 2004-04-01 4 A 0 40 0 A 40 I By son Stock Options (Right to buy) 23.64 2004-04-01 4 A 0 169 0 A 1998-06-30 2007-06-30 Common Stock 169 169 D Stock Options (Right to buy) 26.72 2004-04-01 4 A 0 573 0 A 2002-09-24 2007-09-24 Common Stock 573 573 D Stock Options (Right to buy) 32.1 2004-04-01 4 A 0 403 0 A 2004-04-01 2007-09-24 Common Stock 403 403 D Stock Options (Right to buy) 33.12 2004-04-01 4 A 0 2312 0 A 2004-04-01 2008-11-02 Common Stock 2312 2312 D Stock Options (Right to buy) 34.17 2004-04-01 4 A 0 116 0 A 1999-06-30 2008-06-30 Common Stock 116 116 D Stock Options (Right to buy) 35.49 2004-04-01 4 A 0 476 0 A 2004-04-01 2007-09-24 Common Stock 476 476 D Stock Options (Right to buy) 37.29 2004-04-01 4 A 0 635 0 A 2004-04-01 2005-10-27 Common Stock 635 635 D Stock Options (Right to buy) 37.29 2004-04-01 4 A 0 468 0 A 2004-04-01 2008-11-02 Common Stock 468 468 D Stock Options (Right to buy) 37.61 2004-04-01 4 A 0 3816 0 A 2004-05-03 2008-11-02 Common Stock 2352 3816 D Stock Options (Right to buy) 37.66 2004-04-01 4 A 0 1879 0 A 2004-05-05 2008-11-02 Common Stock 1879 1879 D Stock Options (Right to buy) 38.43 2004-04-01 4 A 0 104 0 A 2000-06-30 2009-06-30 Common Stock 104 104 D Stock Options (Right to buy) 38.54 2004-04-01 4 A 0 180 0 A 2004-04-01 2008-11-02 Common Stock 180 180 D Stock Options (Right to buy) 39.32 2004-04-01 4 A 0 536 0 A 2004-09-29 2007-09-24 Common Stock 536 536 D Stock Options (Right to buy) 39.32 2004-04-01 4 A 0 29 0 A 2004-09-29 2008-11-02 Common Stock 29 29 D Stock Options (Right to buy) 41.58 2004-04-01 4 A 0 22 0 A 2004-09-03 2008-11-02 Common Stock 22 22 D Stock Options (Right to buy) 41.74 2004-04-01 4 A 0 1396 0 A 2004-07-20 2008-11-02 Common Stock 1396 1396 D Stock Options (Right to buy) 42.62 2004-04-01 4 A 0 214 0 A 2004-08-04 2008-11-02 Common Stock 214 214 D Stock Options (Right to buy) 42.69 2004-04-01 4 A 0 75845 0 A 2003-03-22 2012-03-22 Common Stock 75845 75845 D Stock Options (Right to buy) 49.42 2004-04-01 4 A 0 19183 0 A 2001-07-18 2010-04-18 Common Stock 19183 19183 D Stock Options (Right to buy) 50.55 2004-04-01 4 A 0 776 0 A 2004-04-01 2007-04-23 Common Stock 776 776 D Stock Options (Right to buy) 51.44 2004-04-01 4 A 0 4355 0 A 2004-04-01 2008-11-02 Common Stock 4355 4355 D Stock Options (Right to buy) 52.4 2004-04-01 4 A 0 76 0 A 2001-06-30 2010-06-30 Common Stock 76 76 D Stock Options (Right to buy) 53.18 2004-04-01 4 A 0 4202 0 A 2004-04-01 2008-11-02 Common Stock 4202 4202 D Stock Options (Right to buy) 54.66 2004-04-01 4 A 0 558 0 A 2004-04-01 2005-10-27 Common Stock 558 558 D Stock Options (Right to buy) 54.96 2004-04-01 4 A 0 759 0 A 2004-04-01 2007-04-23 Common Stock 759 759 D Stock Options (Right to buy) 55.26 2004-04-01 4 A 0 1475 0 A 2004-04-01 2006-07-24 Common Stock 1475 1475 D Stock Options (Right to buy) 55.26 2004-04-01 4 A 0 1451 0 A 2004-04-01 2007-04-23 Common Stock 1451 1451 D Stock Options (Right to buy) 55.26 2004-04-01 4 A 0 3329 0 A 2004-04-01 2008-11-02 Common Stock 3329 3329 D Stock Options (Right to buy) 55.85 2004-04-01 4 A 0 512 0 A 2004-04-01 2006-07-24 Common Stock 512 512 D Stock Options (Right to buy) 57.49 2004-04-01 4 A 0 94 0 A 2004-04-01 2008-11-02 Common Stock 94 94 D Shares received in exchange for shares of Class A and Class B Common Stock of Travelers Property Casualty Corp. ("Travelers") in connection with the merger between Travelers and The St. Paul Companies, Inc. ("St. Paul"). Pursuant to the merger, each share of Travelers Class A and Class B Common Stock was exchanged for .4334 of a share of The St. Paul Travelers Companies, Inc. ("St. Paul Travelers") Common Stock, with cash paid for any fractional Travelers share. On April 1, 2004, the effective date of the merger, the closing price of St. Paul Common Stock was $40.77, and the closing prices of Travelers Class A and Class B Common Stock were $17.57 and $17.40 per share, respectively. Includes 12,142 shares of restricted Common Stock. Option received in the merger between Travelers and St. Paul in exchange for an option to purchase Travelers Class A Common Stock. In the merger, each outstanding option to purchase Travelers Common Stock was converted to an option to purchase shares of St. Paul Travelers Common Stock on substantially the same terms, except that the number of shares was adjusted by multiplying the number of Travelers option shares by .4334 (rounding down to the nearest whole number) and the option exercise price was adjusted by dividing the Travelers exercise price by .4334. Option vests over five years in 20% annual increments beginning one year after the date of grant. The date exercisable reported in the table is the first 20% vesting date. Option vests over seven years as follows: 50% after five years from the date of grant, and 25% and 25% after the sixth and seventh year after the date of grant. The date exercisable reported in the table is the first 50% vesting date. Option vests over five years in 20% annual increments beginning fifteen months after the date of grant. The date exercisable reported in the table is the first 20% vesting date. Anthony M. Pepper, Attorney-in-Fact 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----