-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OAJof7xqWwY14bJgPrYivdg0l02twBBrxxegDxXQywIkxwhRyjk/FZEgSvkcsIrg QB1vD7Wc6Wem2H6OySSLCg== 0000086312-04-000040.txt : 20040405 0000086312-04-000040.hdr.sgml : 20040405 20040405203159 ACCESSION NUMBER: 0000086312-04-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6123107911 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIOT DOUGLAS G CENTRAL INDEX KEY: 0001224074 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 04719044 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN GENERAL COUNSEL CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 860 277 0111 MAIL ADDRESS: STREET 1: TRAVELERSJ PROPERTY CASUALTY CORP STREET 2: ONE TOWER SQ CITY: HARTFORD STATE: CT ZIP: 06118 4 1 c0001224074d20040405f4f.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000086312 ST PAUL TRAVELERS COMPANIES INC STA 0001224074 ELLIOT DOUGLAS G THE ST. PAUL TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 0 1 0 0 CEO Commercial and Pers Lines Common Stock 2004-04-01 4 A 0 33803 0 A 33803 D Common Stock 2004-04-01 4 A 0 240.641 0 A 240.641 I 401(k) Plan Stock Options (Right to buy) 23.64 2004-04-01 4 A 0 169 0 A 2004-04-01 2007-06-30 Common Stock 169 169 D Stock Options (Right to buy) 26.72 2004-04-01 4 A 0 573 0 A 2002-09-24 2007-09-24 Common Stock 573 573 D Stock Options (Right to buy) 34.17 2004-04-01 4 A 0 116 0 A 2004-04-01 2008-06-30 Common Stock 116 116 D Stock Options (Right to buy) 35.49 2004-04-01 4 A 0 476 0 A 2004-04-01 2007-09-24 Common Stock 476 476 D Stock Options (Right to buy) 36.99 2004-04-01 4 A 0 2405 0 A 2004-05-17 2008-11-02 Common Stock 2405 2405 D Stock Options (Right to buy) 37.61 2004-04-01 4 A 0 634 0 A 2004-04-01 2005-10-27 Common Stock 634 634 D Stock Options (Right to buy) 37.61 2004-04-01 4 A 0 2352 0 A 2004-05-03 2008-11-01 Common Stock 2352 2352 D Stock Options (Right to buy) 37.61 2004-04-01 4 A 0 1251 0 A 2004-04-01 2008-11-02 Common Stock 1251 1251 D Stock Options (Right to buy) 37.66 2004-04-01 4 A 0 2375 0 A 2004-05-05 2008-11-02 Common Stock 2375 2375 D Stock Options (Right to buy) 38.43 2004-04-01 4 A 0 104 0 A 2000-06-30 2009-06-30 Common Stock 104 104 D Stock Options (Right to buy) 38.47 2004-04-01 4 A 0 2973 0 A 2004-04-01 2008-11-02 Common Stock 2973 2973 D Stock Options (Right to buy) 38.54 2004-04-01 4 A 0 469 0 A 2004-04-01 2007-09-24 Common Stock 469 469 D Stock Options (Right to buy) 38.54 2004-04-01 4 A 0 710 0 A 2004-04-01 2008-11-02 Common Stock 710 710 D Stock Options (Right to buy) 38.77 2004-04-01 4 A 0 430 0 A 2004-06-30 2007-09-24 Common Stock 430 430 D Stock Options (Right to buy) 40.87 2004-04-01 4 A 0 695 0 A 2004-07-13 2008-11-02 Common Stock 695 695 D Stock Options (Right to buy) 42.62 2004-04-01 4 A 0 999 0 A 2004-08-04 2008-11-01 Common Stock 999 999 D Stock Options (Right to buy) 42.62 2004-04-01 4 A 0 291 0 A 2004-08-04 2008-11-02 Common Stock 291 291 D Stock Options (Right to buy) 42.69 2004-04-01 4 A 0 86680 0 A 2003-03-22 2012-03-22 Common Stock 86680 86680 D Stock Options (Right to buy) 49.42 2004-04-01 4 A 0 47957 0 A 2001-07-18 2010-04-18 Common Stock 47957 47957 D Stock Options (Right to buy) 51.44 2004-04-01 4 A 0 6048 0 A 2004-04-01 2008-11-02 Common Stock 6048 6048 D Stock Options (Right to buy) 52.4 2004-04-01 4 A 0 76 0 A 2001-06-30 2010-06-30 Common Stock 76 76 D Stock Options (Right to buy) 54.66 2004-04-01 4 A 0 558 0 A 2004-04-01 2005-10-27 Common Stock 558 558 D Stock Options (Right to buy) 55.26 2004-04-01 4 A 0 5700 0 A 2004-04-01 2008-11-02 Common Stock 5700 5700 D Stock Options (Right to buy) 57.49 2004-04-01 4 A 0 5753 0 A 2004-04-01 2008-11-02 Common Stock 5753 5753 D Stock Options (Right to buy) 59.08 2004-04-01 4 A 0 17984 0 A 2002-07-16 2011-01-16 Common Stock 17984 17984 D Stock Options (Right to buy) 59.5 2004-04-01 4 A 0 1197 0 A 2004-04-01 2005-10-27 Common Stock 1197 1197 D Shares received in exchange for shares of Class A and Class B Common Stock of Travelers Property Casualty Corp. ("Travelers") in connection with the merger between Travelers and The St. Paul Companies, Inc. ("St. Paul"). Pursuant to the merger, each share of Travelers Class A and Class B Common Stock was exchanged for .4334 of a share of The St. Paul Travelers Companies, Inc. ("St. Paul Travelers") Common Stock, with cash paid for any fractional Travelers share. On April 1, 2004, the effective date of the merger, the closing price of St. Paul Common Stock was $40.77, and the closing prices of Travelers Class A and Class B Common Stock were $17.57 and $17.40 per share, respectively. Includes 18,419 shares of restricted Common Stock. Option received in the merger between Travelers and St. Paul in exchange for an option to purchase Travelers Class A Common Stock. In the merger, each outstanding option to purchase Travelers Common Stock was converted to an option to purchase shares of St. Paul Travelers Common Stock on substantially the same terms, except that the number of shares was adjusted by multiplying the number of Travelers option shares by .4334 (rounding down to the nearest whole number) and the option exercise price was adjusted by dividing the Travelers exercise price by .4334. Option vests over seven years as follows: 50% after five years from the date of grant, and 25% and 25% after the sixth and seventh year after the date of grant. The date exercisable reported in the table is the first 50% vesting date. Option vests over five years in 20% annual increments beginning one year after the date of grant. The date exercisable reported in the table is the first 20% vesting date. Option vests over five years in 20% annual increments beginning fifteen months after the date of grant. The date exercisable reported in the table is the first 20% vesting date. Option vests over five years in 20% annual increments beginning eighteen months after the date of grant. The date exercisable reported in the table is the first 20% vesting date. Anthony M. Pepper, Attorney-in-Fact 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----