-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SPikxLDO6VPEHaxB30eT4RS+oxfpbO6CMyUoRlAltxZPNPe7tMRe7++JAMNRVigD MFjhNdrfnu2+Epf4tXerDQ== 0000086312-04-000036.txt : 20040405 0000086312-04-000036.hdr.sgml : 20040405 20040405191812 ACCESSION NUMBER: 0000086312-04-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ST PAUL TRAVELERS COMPANIES INC CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6123107911 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL FIRE & MARINE INSURANCE CO/MD DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC/MN/ DATE OF NAME CHANGE: 19990219 FORMER COMPANY: FORMER CONFORMED NAME: ST PAUL COMPANIES INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE CHARLES J CENTRAL INDEX KEY: 0001233568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10898 FILM NUMBER: 04718929 BUSINESS ADDRESS: STREET 1: C/O TRAVELERS PROPERTY CASUALTY CORP STREET 2: ONE TOWER SQU CITY: HARTFORD STATE: CT ZIP: 06118 BUSINESS PHONE: 8602770111 MAIL ADDRESS: STREET 1: C/O TRAVELERS PROPERTY CASUALTY CORP STREET 2: ONE TOWER SQU CITY: HARTFORD STATE: CT ZIP: 06118 4 1 c0001233568d20040405f4f.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000086312 ST PAUL TRAVELERS COMPANIES INC STA 0001233568 CLARKE CHARLES J THE ST. PAUL TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL MN 55102 0 1 0 0 Vice Chairman Common Stock 2004-04-01 4 A 0 41335 0 A 41335 D Common Stock 2004-04-01 4 A 0 1352.35 0 A 1352.35 I 401(k) Plan Stock Options (Right to buy) 36.99 2004-04-01 4 A 0 4921 0 A 2004-05-17 2008-11-02 Common Stock 4921 4921 D Stock Options (Right to buy) 37.61 2004-04-01 4 A 0 5214 0 A 2004-05-03 2008-11-01 Common Stock 5214 5214 D Stock Options (Right to buy) 37.61 2004-04-01 4 A 0 1006 0 A 2004-04-01 2008-11-02 Common Stock 1006 1006 D Stock Options (Right to buy) 37.66 2004-04-01 4 A 0 1291 0 A 2004-05-05 2008-11-02 Common Stock 1291 1291 D Stock Options (Right to buy) 38.43 2004-04-01 4 A 0 104 0 A 2000-06-30 2009-06-30 Common Stock 104 104 D Stock Options (Right to buy) 38.47 2004-04-01 4 A 0 10224 0 A 2004-04-01 2008-11-02 Common Stock 10224 10224 D Stock Options (Right to buy) 42.69 2004-04-01 4 A 0 86680 0 A 2003-03-22 2012-03-22 Common Stock 86680 86680 D Stock Options (Right to buy) 49.42 2004-04-01 4 A 0 19183 0 A 2001-07-18 2010-04-18 Common Stock 19183 19183 D Stock Options (Right to buy) 51.44 2004-04-01 4 A 0 9678 0 A 2004-04-01 2008-11-02 Common Stock 9678 9678 D Stock Options (Right to buy) 52.4 2004-04-01 4 A 0 76 0 A 2001-06-30 2010-06-30 Common Stock 76 76 D Stock Options (Right to buy) 56.67 2004-04-01 4 A 0 5225 0 A 2004-04-01 2008-11-02 Common Stock 5225 5225 D Stock Options (Right to buy) 57.49 2004-04-01 4 A 0 9205 0 A 2004-04-01 2008-11-02 Common Stock 9205 9205 D Stock Options (Right to buy) 59.08 2004-04-01 4 A 0 17984 0 A 2002-07-16 2011-01-16 Common Stock 17984 17984 D Stock Options (Right to buy) 59.56 2004-04-01 4 A 0 3702 0 A 2004-04-01 2008-11-02 Common Stock 3702 3702 D Shares received in exchange for shares of Class A and Class B Common Stock of Travelers Property Casualty Corp. ("Travelers") in connection with the merger between Travelers and The St. Paul Companies, Inc. ("St. Paul"). Pursuant to the merger, each share of Travelers Class A and Class B Common Stock was exchanged for .4334 of a share of The St. Paul Travelers Companies, Inc. ("St. Paul Travelers") Common Stock, with cash paid for any fractional Travelers share. On April 1, 2004, the effective date of the merger, the closing price of St. Paul Common Stock was $40.77, and the closing prices of Travelers Class A and Class B Common Stock were $17.57 and $17.40 per share, respectively. Includes 18,419 shares of restricted Common Stock. Option received in the merger between Travelers and St. Paul in exchange for an option to purchase Travelers Class A Common Stock. In the merger, each outstanding option to purchase Travelers Common Stock was converted to an option to purchase shares of St. Paul Travelers Common Stock on substantially the same terms, except that the number of shares was adjusted by multiplying the number of Travelers option shares by .4334 (rounding down to the nearest whole number) and the option exercise price was adjusted by dividing the Travelers exercise price by .4334. Option vests over five years in 20% annual increments beginning one year after the date of grant. The date exercisable reported in the table is the first 20% vesting date. Option vests over five years in 20% annual increments beginning fifteen months after the date of grant. The date exercisable reported in the table is the first 20% vesting date. Option vests over five years in 20% annual increments beginning eighteen months after the date of grant. The date exercisable reported in the table is the first 20% vesting date. Anthony M. Pepper, Attorney-in-Fact 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----