EX-99.9 10 ex09d26pdmrpsa.htm EX-99.9 Document

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EXHIBIT 99.9

Notice to ASX/LSE    
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Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
26 February 2024

As part of its dual listed company structure, Rio Tinto notifies dealings in Rio Tinto plc and Rio Tinto Limited securities by PDMRs/KMPs to both the London Stock Exchange (LSE) and the Australian Securities Exchange (ASX).

On 23 February 2024, Simon Trott (a PDMR/KMP), sold Rio Tinto plc shares as follows:
 
Number of Shares AcquiredPrice Per Share
GBP
35,00051.974614
34,25252.020408

Performance Share Award ("PSA") granted under the Rio Tinto 2018 Equity Incentive Plan

The PSA is a performance based award which provides participants with the conditional right to receive Rio Tinto plc or Rio Tinto Limited shares, subject to performance conditions being met.

The PSA granted in 2019 is subject to a Total Shareholder Return (TSR) performance measure.

On 22 February 2024, the following PDMRs/KMPs received their vested PSA in the form of shares, of which sufficient were sold to pay applicable withholding tax and other deductions.

SecurityName of PDMR/KMPConditional Award GrantedNo: of Shares LapsedNo: of Shares Vested*No: of Shares SoldPrice per ShareNo: of Shares RetainedDate of Transaction
Rio Tinto plc sharesBaatar, Bold51,752(3,054)67,518(31,415)GBP 52.16292936,10322/02/2024
Rio Tinto plc sharesBarrios, Alf57,011(3,364)74,380(18,069)GBP 52.16292956,31122/02/2024
Rio Tinto plc sharesCunningham, Peter6,489(383)8,465(3,939)GBP 52.1629294,52622/02/2024
Rio Tinto Limited sharesKaufman, Sinead6,291(372)7,666(3,659)AUD 124.244,00722/02/2024
Rio Tinto plc sharesStausholm, Jakob79,609(4,697)103,863(34,810)GBP 52.16292969,05322/02/2024
Rio Tinto plc sharesTrott, Simon50,598(2,986)66,012(15,684)GBP 52.16292950,32822/02/2024

*The number of shares vested includes additional shares calculated to reflect dividends declared during the vesting period.



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Management Share Awards (“MSA”) granted under the Rio Tinto 2018 Equity Incentive Plan

The MSA provides participants with a conditional right to receive Rio Tinto plc or Rio Tinto Limited shares, subject to continuous employment.

On 22 February 2024, the following PDMRs/KMPs received their vested MSA in the form of shares, of which sufficient were sold to pay applicable withholding tax and other deductions. All MSA included in this announcement were granted prior to the PDMR/KMP becoming a member of the Executive Committee.

SecurityName of PDMR/KMPConditional Award GrantedNo: of Shares Vested*No: of Shares SoldPrice per ShareNo: of Shares RetainedDate of Transaction
Rio Tinto plc sharesCunningham, Peter4,7815,947(2,768)GBP 52.1629293,17922/02/2024

*The number of shares vested includes additional shares calculated to reflect dividends declared during the vesting period on the original shares granted.


FCA notifications in accordance with the EU Market Abuse Regulation have been issued to the London Stock Exchange contemporaneously with this release.

LEI: 213800YOEO5OQ72G2R82
Classification: 3.1. Information disclosed under article 19 of the Market Abuse Regulation.



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Contacts
Please direct all enquiries to media.enquiries@riotinto.com



Media Relations,
United Kingdom

Matthew Klar
M +44 7796 630 637

David Outhwaite
M +44 7787 597 493

Media Relations,
Australia

Matt Chambers
M +61 433 525 739

Jesse Riseborough
M +61 436 653 412

Alyesha Anderson
M +61 434 868 118

Michelle Lee
M +61 458 609 322
Media Relations,
Americas

Simon Letendre
M +1 514 796 4973

Malika Cherry
M +1 418 592 7293

Vanessa Damha
M +1 514 715 2152
Investor Relations,
United Kingdom

Menno Sanderse
M +44 7825 195 178

David Ovington
M +44 7920 010 978

Laura Brooks  
M +44 7826 942 797 
Investor Relations,
Australia

Tom Gallop
M +61 439 353 948

Amar Jambaa
M +61 472 865 948
Rio Tinto plc

6 St James’s Square
London SW1Y 4AD
United Kingdom
T +44 20 7781 2000

Registered in England
No. 719885

Rio Tinto Limited

Level 43, 120 Collins Street
Melbourne 3000
Australia
T +61 3 9283 3333

Registered in Australia
ABN 96 004 458 404
This announcement is authorised for release to the market by Andy Hodges, Rio Tinto’s Group Company Secretary.


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