EX-99.6 7 ex06d04pdmr.htm EXHIBIT 99.6 Exhibit

Exhibit 99.6
Notice to ASX/LSE
ex06d04pdmrimage1.jpg 

Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP) 
 
4 December 2019
 
As part of its dual listed company structure, Rio Tinto notifies dealings in Rio Tinto plc and Rio Tinto Limited securities by PDMRs/KMPs to both the Australian Securities Exchange (ASX) and the London Stock Exchange (LSE).
 
Rio Tinto Bonus Deferral Plan ("BDP")
 
Under the terms of the BDP, 50% of the annual bonuses of the participating executives are delivered in deferred ordinary shares of Rio Tinto plc or Rio Tinto Limited ("shares"), as applicable. The BDP awards vest in December of the third year after the end of the performance year to which the annual bonus relates.
 
On 3 December 2019, Rio Tinto was notified that the following PDMR/KMPs received their vested 2017 award in the form of shares, of which sufficient were sold to pay applicable withholding tax and other deductions.
 
Security
Name of PDMR/KMP
Conditional Award Granted
No: of Shares Vested*
No: of Shares Sold
Price per Share
No: of Shares Retained
Date of Transaction
Rio Tinto plc shares
Baatar, Bold
 
5,703
6,782
2,592
42.261646 GBP
4,190
02/12/2019
Rio Tinto plc shares
Barrios, Alfredo
14,230
16,922
8,991
42.261646 GBP
7,931
02/12/2019
Rio Tinto plc shares
Jacques, Jean-Sébastien
22,163
26,357
12,347
42.261646 GBP
14,010
02/12/2019
Rio Tinto plc shares
Soirat, Arnaud
8,051
9,574
4,485
42.261646 GBP
5,089
02/12/2019
Rio Tinto Limited shares
Salisbury, Christopher
7,772
8,925
4,163
97.92 AUD
4,762
02/12/2019
Rio Tinto Limited shares
Trott, Simon**
1,335
1,533
N/A
N/A
1,533
02/12/2019
*The number of shares vested includes additional shares calculated to reflect dividends declared during the vesting period on the original shares granted.
** Deferral was 25% of annual bonus as it related to a performance year prior to becoming a PDMR/KMP.
 
FCA notifications in accordance with the EU Market Abuse Regulation have been issued to the London Stock Exchange contemporaneously with this release.


 
LEI: 213800YOEO5OQ72G2R82
Classification: 2.2. Information disclosed under article 19 of the Market Abuse Regulation
 
This announcement is authorised for release to the market by Rio Tinto's Group Company Secretary.
 
 
Steve Allen
Group Company Secretary                                
 
Tim Paine
Joint Company Secretary
Rio Tinto plc
6 St James's Square
London SW1Y 4AD
United Kingdom
 
T +44 20 7781 2058 
Registered in England
No. 719885
Rio Tinto Limited
360 Collins Street
Melbourne 3000
Australia
 
T +61 3 9283 3333
Registered in Australia
ABN 96 004 458 404
 

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