SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
RIO TINTO PLC

(Last) (First) (Middle)
2 EASTBOURNE TERRACE

(Street)
LONDON X0 W2 6LG

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2009
3. Issuer Name and Ticker or Trading Symbol
CLOUD PEAK ENERGY INC. [ CLD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Membership Units (1) (1) Common Stock of Cloud Peak Energy Inc., par value $.01/share 60,000,000 (1) I(2) See footnote(2)
1. Name and Address of Reporting Person*
RIO TINTO PLC

(Last) (First) (Middle)
2 EASTBOURNE TERRACE

(Street)
LONDON X0 W2 6LG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
RIO TINTO EUROPEAN HOLDINGS LTD

(Last) (First) (Middle)
2 EASTBOURNE TERRACE

(Street)
LONDON X0 W2 6LG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
RIO TINTO WESTERN HOLDINGS LTD

(Last) (First) (Middle)
2 EASTBOURNE TERRACE

(Street)
LONDON X0 W2 6LG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
RIO TINTO AMERICA HOLDINGS INC

(Last) (First) (Middle)
100 QUENTIN ROOSEVELT BOULEVARD

(Street)
GARDEN CITY NY 11530

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
RTAH LLC

(Last) (First) (Middle)
P.O. BOX 3009
505 SOUTH GILLETTE AVENUE

(Street)
GILLETTE WY 82717-3009

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
RIO TINTO AMERICA INC

(Last) (First) (Middle)
3595 S 8309 W

(Street)
MAGNA UT 84044

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
RIO TINTO ENERGY AMERICA INC

(Last) (First) (Middle)
505 SOUTH GILLETTE AVENUE

(Street)
GILLETTE WY 82717-3009

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
KENNECOTT MANAGEMENT SERVICES CO

(Last) (First) (Middle)
P.O. BOX 3009
505 SOUTH GILLETTE AVENUE

(Street)
GILLETTE WY 82717-3009

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. For text of Footnote 1, see Exhibit 99.1.
2. For text of Footnote 2, see Exhibit 99.1.
Remarks:
Preston Chiaro serves on the board of directors of the Issuer and is the Group Executive, Technology & Innovation, of Rio Tinto. As a result, the Reporting Owners may be deemed directors of the Issuer by deputization. Exhibit List Exhibit 24 - Powers of Attorney Exhibit 99.1 - Text of Footnote 1 and Footnote 2.
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO PLC 11/17/2009
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO EUROPEAN HOLDINGS LIMITED 11/17/2009
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO WESTERN HOLDINGS LIMITED 11/17/2009
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO AMERICA HOLDINGS INC. 11/17/2009
/s/ Jim Berson, Attorney-in-Fact, RTAH LLC 11/17/2009
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO AMERICA INC. 11/17/2009
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO ENERGY AMERICA INC. 11/17/2009
/s/ Jim Berson, Attorney-in-Fact, KENNECOTT MANAGEMENT SERVICES COMPANY 11/17/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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