0001019687-16-005105.txt : 20160210
0001019687-16-005105.hdr.sgml : 20160210
20160210125823
ACCESSION NUMBER: 0001019687-16-005105
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160210
DATE AS OF CHANGE: 20160210
EFFECTIVENESS DATE: 20160210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALDWELL & ORKIN INC
CENTRAL INDEX KEY: 0000862853
IRS NUMBER: 581477693
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02699
FILM NUMBER: 161404299
BUSINESS ADDRESS:
STREET 1: 5185 PEACHTREE PARKWAY
STREET 2: SUITE 370
CITY: NORCROSS
STATE: GA
ZIP: 30092
BUSINESS PHONE: 678-533-7850
MAIL ADDRESS:
STREET 1: 5185 PEACHTREE PARKWAY
STREET 2: SUITE 370
CITY: NORCROSS
STATE: GA
ZIP: 30092
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000862853
XXXXXXXX
12-31-2015
12-31-2015
false
CALDWELL & ORKIN INC
5185 PEACHTREE PARKWAY
SUITE 370
NORCROSS
GA
30092
13F HOLDINGS REPORT
028-02699
N
Michael B. Orkin
CEO
678-533-7850
/s/ Michael B. Orkin
Norcross
GA
02-10-2016
1
77
272909
1
0000898404
028-03468
C&O FUNDS ADVISOR INC /GA
INFORMATION TABLE
2
infotable.xml
ACCENTURE LTD- CL.A
COM
g1151c101
3407
32600
SH
SOLE
32600
0
0
ALPHABET INC-CL A
COM
02079k305
1828
2350
SH
SOLE
2350
0
0
ALPHABET INC-CL A
COM
02079k305
2412
3100
SH
Call
SOLE
3100
0
0
AMAZON COM INC.
COM
023135106
3515
5200
SH
SOLE
5200
0
0
AMERICAN EAGLE OUTFITTERS
COM
02553e106
2530
163200
SH
SOLE
163200
0
0
ANADARKO PETROLEUM CORP
COM
032511107
204
4200
SH
SOLE
4200
0
0
ARAMARK
COM
03852u106
5593
173420
SH
SOLE
173420
0
0
COACH, INC.
COM
189754104
3512
107300
SH
SOLE
107300
0
0
CONCHO RESOURCES, INC.
COM
20605p101
446
4800
SH
SOLE
4800
0
0
CONN'S INC.
COM
208242107
2018
86000
SH
Put
SOLE
86000
0
0
CONSTELLATION BRANDS, INC.
COM
21036p108
2421
17000
SH
SOLE
17000
0
0
DEVRY, INC.
COM
251893103
1544
61000
SH
Put
SOLE
61000
0
0
DOMINION RESOURCES
COM
25746u109
1116
16495
SH
SOLE
16495
0
0
EOG RESOURCES
COM
26875p101
262
3700
SH
SOLE
3700
0
0
EXPRESS INC.
COM
30219e103
1932
111800
SH
SOLE
111800
0
0
FACEBOOK INC
COM
30303m102
6406
61210
SH
SOLE
61210
0
0
FACEBOOK INC
COM
30303m102
10204
97500
SH
Call
SOLE
97500
0
0
FOOT LOCKER INC.
COM
344849104
6068
93220
SH
SOLE
93220
0
0
FOOT LOCKER INC.
COM
344849104
5461
83900
SH
Call
SOLE
83900
0
0
FRANKLIN RES INC
COM
354613101
2209
60000
SH
Put
SOLE
60000
0
0
GENERAL DYNAMICS
COM
369550108
1264
9200
SH
SOLE
9200
0
0
GENERAL ELECTRIC CO.
COM
369604103
8545
274315
SH
SOLE
274315
0
0
GENERAL MILLS, INC.
COM
370334104
3865
67030
SH
SOLE
67030
0
0
HARLEY-DAVIDSON, INC.
COM
412822108
2061
45400
SH
Put
SOLE
45400
0
0
HASBRO INC
COM
418056107
2620
38900
SH
SOLE
38900
0
0
HASBRO INC
COM
418056107
3806
56500
SH
Call
SOLE
56500
0
0
HDFC BANK LTD-ADR
COM
40415f101
2606
42300
SH
SOLE
42300
0
0
HOME DEPOT INC.
COM
437076102
5082
38425
SH
SOLE
38425
0
0
HONEYWELL INC
COM
438516106
5166
49875
SH
SOLE
49875
0
0
ISHARES MSCI MEXICO
COM
464286822
787
15800
SH
SOLE
15800
0
0
ISHARES TIPS BOND ETF
COM
464287176
1046
9538
SH
SOLE
9538
0
0
KATE SPADE & CO
COM
485865109
2646
148900
SH
SOLE
148900
0
0
KROGER COMPANY
COM
501044101
5422
129610
SH
SOLE
129610
0
0
LINKEDIN CORP.
COM
53578a108
1891
8400
SH
SOLE
8400
0
0
LOCKHEED MARTIN
COM
539830109
5350
24639
SH
SOLE
24639
0
0
LOWES COMPANIES, INC.
COM
548661107
2296
30200
SH
SOLE
30200
0
0
MANHATTAN ASSOCIATES INC.
COM
562750109
2541
38400
SH
SOLE
38400
0
0
MASCO CORP.
COM
574599106
3331
117700
SH
SOLE
117700
0
0
MASCO CORP.
COM
574599106
3085
109000
SH
Call
SOLE
109000
0
0
MCDONALD'S CORPORATION
COM
580135101
4808
40700
SH
SOLE
40700
0
0
MICHAEL KORS HOLDINGS LTD
COM
g60754101
1707
42600
SH
Put
SOLE
42600
0
0
MICROSOFT CORP
COM
594918104
8123
146405
SH
SOLE
146405
0
0
MICROSOFT CORP
COM
594918104
9071
163500
SH
Call
SOLE
163500
0
0
MOHAWK INDUSTRIES
COM
608190104
1212
6400
SH
SOLE
6400
0
0
MONDELEZ INT'L, INC.
COM
609207105
3838
85600
SH
SOLE
85600
0
0
NATIONAL FUEL GAS CO.
COM
636180101
201
4700
SH
SOLE
4700
0
0
NEWELL COMPANY
COM
651229106
4708
106800
SH
SOLE
106800
0
0
NEWFIELD EXPLORATION CO.
COM
651290108
368
11300
SH
SOLE
11300
0
0
NEXTERA ENERGY, INC.
COM
65339f101
277
2663
SH
SOLE
2663
0
0
NIKE INC CL B
COM
654106103
612
9800
SH
SOLE
9800
0
0
NORFOLK SOUTHERN
COM
655844108
3891
46000
SH
Put
SOLE
46000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
2624
13900
SH
SOLE
13900
0
0
PIONEER NATURAL RESOURCES
COM
723787107
489
3900
SH
SOLE
3900
0
0
PIONEER NATURAL RESOURCES
COM
723787107
3573
28500
SH
Call
SOLE
28500
0
0
RAYTHEON CO.
COM
755111507
5357
43015
SH
SOLE
43015
0
0
REPUBLIC SERVICES
COM
760759100
2604
59200
SH
SOLE
59200
0
0
SKECHERS USA
COM
830566105
3689
122100
SH
SOLE
122100
0
0
SKECHERS USA
COM
830566105
4335
143500
SH
Call
SOLE
143500
0
0
SOUTHERN CO COM
COM
842587107
8596
183725
SH
SOLE
183725
0
0
STARBUCKS CORP.
COM
855244109
6323
105330
SH
SOLE
105330
0
0
TARGET CORP.
COM
87612e106
1147
15800
SH
SOLE
15800
0
0
TARGET CORP.
COM
87612e106
4538
62500
SH
Call
SOLE
62500
0
0
THE FRESH MARKET, INC.
COM
35804h106
5232
223400
SH
Put
SOLE
223400
0
0
THE KRAFT HEINZ CO.
COM
500754106
3197
43935
SH
SOLE
43935
0
0
TRANSOCEAN LTD.
COM
h8817h100
3169
256000
SH
Put
SOLE
256000
0
0
TRANSOCEAN LTD.
COM
h8817h100
2190
176900
SH
Put
SOLE
176900
0
0
VIRTU FINANCIAL, INC.-A
COM
928254101
500
22100
SH
SOLE
22100
0
0
VULCAN MATERIALS CO
COM
929160109
4093
43100
SH
SOLE
43100
0
0
WALT DISNEY
COM
254687106
2820
26837
SH
SOLE
26837
0
0
WASTE MANAGEMENT INC.
COM
94106l109
7033
131780
SH
SOLE
131780
0
0
WASTE MANAGEMENT INC.
COM
94106l109
13289
249000
SH
Call
SOLE
249000
0
0
WASTE MANAGEMENT INC.
COM
94106l109
11234
210500
SH
Call
SOLE
210500
0
0
WHOLE FOODS MARKET, INC.
COM
966837106
4104
122500
SH
Put
SOLE
122500
0
0
WISCONSIN ENERGY CORP.
COM
976657106
299
5835
SH
SOLE
5835
0
0
ZILLOW GROUP, INC.- CL A
COM
98954m101
2890
111000
SH
Put
SOLE
111000
0
0
ZILLOW GROUP, INC.- CL A
COM
98954m101
3458
132800
SH
Put
SOLE
132800
0
0
ZILLOW GROUP, INC.- CL C
COM
98954m200
812
34600
SH
Put
SOLE
34600
0
0