0001209191-24-005029.txt : 20240321 0001209191-24-005029.hdr.sgml : 20240321 20240321160519 ACCESSION NUMBER: 0001209191-24-005029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240319 FILED AS OF DATE: 20240321 DATE AS OF CHANGE: 20240321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIRMINGHAM MARTIN KEARNEY CENTRAL INDEX KEY: 0001323659 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26481 FILM NUMBER: 24771286 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS INC CENTRAL INDEX KEY: 0000862831 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 160816610 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 BUSINESS PHONE: 5857861100 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-03-19 0 0000862831 FINANCIAL INSTITUTIONS INC FISI 0001323659 BIRMINGHAM MARTIN KEARNEY 220 LIBERTY STREET WARSAW NY 14569 0 1 0 0 President & CEO 0 Common Stock 2024-03-19 4 M 0 16346 A 128623 D Common Stock 2024-03-19 4 F 0 5891 18.29 D 122732 D Common Stock 7500 I Held in IRA Common Stock 13608 I Held in 401K Plan Restricted Stock Unit 2024-03-19 4 A 0 9742 0.00 A 2024-03-19 2024-03-19 Common Stock 9742 9742 D Restricted Stock Unit 2024-03-19 4 M 0 9742 0.00 D 2024-03-19 2024-03-19 Common Stock 9742 0 D Restricted Stock Unit 2024-03-19 4 M 0 6604 0.00 D 2024-03-19 2024-03-19 Common Stock 6604 0 D Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Restricted stock units convert into shares of common stock on a one-for-one basis. Sonia M. Dumbleton, by power of attorney from Martin K. Birmingham 2024-03-21