0001209191-17-005739.txt : 20170126 0001209191-17-005739.hdr.sgml : 20170126 20170126165419 ACCESSION NUMBER: 0001209191-17-005739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS INC CENTRAL INDEX KEY: 0000862831 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 160816610 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 BUSINESS PHONE: 5857861100 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIRMINGHAM MARTIN KEARNEY CENTRAL INDEX KEY: 0001323659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26481 FILM NUMBER: 17550410 MAIL ADDRESS: STREET 1: 220 LIBERTY STREET CITY: WARSAW STATE: NY ZIP: 14569 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-25 0 0000862831 FINANCIAL INSTITUTIONS INC FISI 0001323659 BIRMINGHAM MARTIN KEARNEY 220 LIBERTY STREET WARSAW NY 14569 0 1 0 0 President & CEO Common Stock 2017-01-25 4 D 0 3716 0.00 D 81916 D Common Stock 7500 I Held in IRA Common Stock 8646 I Held in 401K Plan Restricted Stock Unit 2017-01-25 4 A 0 4327 0.00 A 2019-02-24 2019-02-24 Common Stock 4327 4327 D These shares reflect the forfeiture of restricted stock due to performance requirements that were not satisfied. Includes 118 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report. Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Michael D. Grover, by power of attorney 2017-01-26