0001209191-23-059921.txt : 20231228 0001209191-23-059921.hdr.sgml : 20231228 20231228170018 ACCESSION NUMBER: 0001209191-23-059921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231222 FILED AS OF DATE: 20231228 DATE AS OF CHANGE: 20231228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40767 FILM NUMBER: 231523340 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-22 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD SUITE 1800 OLDSMAR FL 34677 1 1 1 0 Co-CEO 0 Common Stock 42266 I By 401K Common Stock 71529 I By Partnership Common Stock 821973 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 22222 22222 D Stock Option 7.28 2019-12-20 2029-12-20 Common Stock 20000 20000 D Stock Option 13.50 2021-12-22 2024-12-22 Common Stock 20000 20000 D Stock Option 12.27 2021-12-22 2028-12-22 Common Stock 100000 100000 D Stock Option 4.77 2023-01-03 2028-01-03 Common Stock 25000 25000 D Stock Option 4.30 2022-12-23 2027-12-23 Common Stock 25000 25000 D Stock Option 6.47 2023-12-22 4 A 0 25000 6.47 A 2023-12-22 2028-12-22 Common Stock 25000 25000 D Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting. One-third of the stock options will vest on December 22, 2022, one-third will vest on December 22, 2023 and one-third on December 22, 2024. Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term. 11,250 options vest upon issuance, 11,250 options vest on 1/2/2024 and 2,500 options vest on 1/2/2025. Pursuant to the executive's Employment Agreement effective December 1, 2022, stock options will be awarded and will vest immediately if the price of the Company's stock reaches $8.00 per share during the five-year option term. Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025. /s/ Mark Portnoy 2023-12-28