0001209191-23-059921.txt : 20231228
0001209191-23-059921.hdr.sgml : 20231228
20231228170018
ACCESSION NUMBER: 0001209191-23-059921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231222
FILED AS OF DATE: 20231228
DATE AS OF CHANGE: 20231228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Portnoy Mark L.
CENTRAL INDEX KEY: 0001529249
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40767
FILM NUMBER: 231523340
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000862692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 223023093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
BUSINESS PHONE: 813-749-2104
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-22
0
0000862692
CRYO CELL INTERNATIONAL INC
CCEL
0001529249
Portnoy Mark L.
700 BROOKER CREEK BLVD
SUITE 1800
OLDSMAR
FL
34677
1
1
1
0
Co-CEO
0
Common Stock
42266
I
By 401K
Common Stock
71529
I
By Partnership
Common Stock
821973
D
Stock Option
7.53
2019-08-30
2029-08-30
Common Stock
22222
22222
D
Stock Option
7.28
2019-12-20
2029-12-20
Common Stock
20000
20000
D
Stock Option
13.50
2021-12-22
2024-12-22
Common Stock
20000
20000
D
Stock Option
12.27
2021-12-22
2028-12-22
Common Stock
100000
100000
D
Stock Option
4.77
2023-01-03
2028-01-03
Common Stock
25000
25000
D
Stock Option
4.30
2022-12-23
2027-12-23
Common Stock
25000
25000
D
Stock Option
6.47
2023-12-22
4
A
0
25000
6.47
A
2023-12-22
2028-12-22
Common Stock
25000
25000
D
Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting.
One-third of the stock options will vest on December 22, 2022, one-third will vest on December 22, 2023 and one-third on December 22, 2024.
Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.
11,250 options vest upon issuance, 11,250 options vest on 1/2/2024 and 2,500 options vest on 1/2/2025.
Pursuant to the executive's Employment Agreement effective December 1, 2022, stock options will be awarded and will vest immediately if the price of the Company's stock reaches $8.00 per share during the five-year option term.
Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
/s/ Mark Portnoy
2023-12-28