0001209191-23-002380.txt : 20230106
0001209191-23-002380.hdr.sgml : 20230106
20230106170035
ACCESSION NUMBER: 0001209191-23-002380
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221223
FILED AS OF DATE: 20230106
DATE AS OF CHANGE: 20230106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PORTNOY DAVID
CENTRAL INDEX KEY: 0001315416
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40767
FILM NUMBER: 23515756
MAIL ADDRESS:
STREET 1: C/O FOCUS FINANCIAL GROUP
STREET 2: 61 HARBOUR WAY
CITY: BAL HARBOUR
STATE: FL
ZIP: 33154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000862692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 223023093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
BUSINESS PHONE: 813-749-2104
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-23
0
0000862692
CRYO CELL INTERNATIONAL INC
CCEL
0001315416
PORTNOY DAVID
700 BROOKER CREEK BLVD
SUITE 1800
OLDSMAR
FL
34677
1
1
1
0
Chairman, Co-CEO
Common Stock
804742
D
Common Stock
117012
I
By 401K
Common Stock
230621
I
By IRA
Common Stock
102586
I
By Spouse
Common Stock
152882
I
By Corporation
Common Stock
15611
I
as Custodian for Daughter
Common Stock
59027
I
By LLC
Common Stock
55219
I
By Corporation
Common Stock
11352
I
As Custodian for Son
Common Stock
11242
I
As Custodian for Son
Common Stock
10783
I
As Custodian for Son
Stock Option
7.92
2018-03-08
2023-03-08
Common Stock
23636
23636
D
Stock Option
7.53
2019-08-30
2029-08-30
Common Stock
26243
26243
D
Stock Option
7.28
2019-12-20
2029-12-20
Common Stock
23636
23636
D
Stock Option
12.27
2021-12-22
2024-12-22
Common Stock
553
553
D
Stock Option
12.27
2021-12-22
2028-12-22
Common Stock
280000
280000
D
Stock Option
13.50
2021-12-22
2024-12-22
Common Stock
24447
24447
D
Stock Option
4.77
2023-01-03
2028-01-03
Common Stock
50000
50000
D
Stock Option
4.30
2022-12-23
4
A
0
50000
4.30
A
2022-12-23
2027-12-23
Common Stock
50000
50000
D
Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
One-third of the stock options will vest on December 22, 2022, one-third will vest on December 22, 2023 and one-third on December 22, 2024.
Stock options vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
8,750 options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
Pursuant to the executive's Employment Agreement effective December 1, 2022, stock options will be awarded and will vest immediately if the price of the Company's stock reaches $8.00 per share during the five-year option term.
/s/ David Portnoy
2023-01-06