0001209191-22-024405.txt : 20220414
0001209191-22-024405.hdr.sgml : 20220414
20220414160025
ACCESSION NUMBER: 0001209191-22-024405
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220408
FILED AS OF DATE: 20220414
DATE AS OF CHANGE: 20220414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Portnoy Mark L.
CENTRAL INDEX KEY: 0001529249
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40767
FILM NUMBER: 22827163
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000862692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 223023093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
BUSINESS PHONE: 813-749-2104
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-04-08
2022-12-22
0
0000862692
CRYO CELL INTERNATIONAL INC
CCEL
0001529249
Portnoy Mark L.
700 BROOKER CREEK BLVD
SUITE 1800
OLDSMAR
FL
34677
1
1
1
0
Co-CEO
Common Stock
42266
I
By 401K
Common Stock
71529
I
By Partnership
Common Stock
762514
D
Stock Option
3.14
2016-04-15
2026-04-15
Common Stock
59459
59459
D
Stock Option
7.92
2018-03-08
2028-03-08
Common Stock
20000
20000
D
Stock Option
7.53
2019-08-30
2029-08-30
Common Stock
22222
22222
D
Stock Option
7.28
2019-12-20
2029-12-20
Common Stock
20000
20000
D
Stock Option
13.50
2021-12-22
4
D
0
20000
13.50
D
2021-12-22
2024-12-22
Common Stock
20000
0
D
Stock Option
12.27
2021-12-22
4
D
0
100000
12.27
D
2021-12-22
2028-12-22
Common Stock
100000
0
D
Stock Option
13.50
2022-04-08
4
A
0
20000
13.50
A
2022-12-22
2024-12-22
Common Stock
20000
20000
D
Stock Option
12.27
2022-04-08
4
A
0
100000
12.27
A
2022-12-22
2028-12-22
Common Stock
100000
100000
D
Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.
On April 8, 2022, the stock options were cancelled by mutual agreement of the reporting person and the issuer.
The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting.
One-third of the stock options will vest on December 22, 2022, one-third will vest on January 22, 2023 and one-third on January 22, 2024.
Stock options vest immediately when the price of the Company's stock reaches $25.00 per share during the seven-year option term.
/s/ Mark Portnoy
2022-04-14