0001209191-22-024405.txt : 20220414 0001209191-22-024405.hdr.sgml : 20220414 20220414160025 ACCESSION NUMBER: 0001209191-22-024405 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220408 FILED AS OF DATE: 20220414 DATE AS OF CHANGE: 20220414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40767 FILM NUMBER: 22827163 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-04-08 2022-12-22 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD SUITE 1800 OLDSMAR FL 34677 1 1 1 0 Co-CEO Common Stock 42266 I By 401K Common Stock 71529 I By Partnership Common Stock 762514 D Stock Option 3.14 2016-04-15 2026-04-15 Common Stock 59459 59459 D Stock Option 7.92 2018-03-08 2028-03-08 Common Stock 20000 20000 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 22222 22222 D Stock Option 7.28 2019-12-20 2029-12-20 Common Stock 20000 20000 D Stock Option 13.50 2021-12-22 4 D 0 20000 13.50 D 2021-12-22 2024-12-22 Common Stock 20000 0 D Stock Option 12.27 2021-12-22 4 D 0 100000 12.27 D 2021-12-22 2028-12-22 Common Stock 100000 0 D Stock Option 13.50 2022-04-08 4 A 0 20000 13.50 A 2022-12-22 2024-12-22 Common Stock 20000 20000 D Stock Option 12.27 2022-04-08 4 A 0 100000 12.27 A 2022-12-22 2028-12-22 Common Stock 100000 100000 D Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021. On April 8, 2022, the stock options were cancelled by mutual agreement of the reporting person and the issuer. The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting. One-third of the stock options will vest on December 22, 2022, one-third will vest on January 22, 2023 and one-third on January 22, 2024. Stock options vest immediately when the price of the Company's stock reaches $25.00 per share during the seven-year option term. /s/ Mark Portnoy 2022-04-14