0001209191-22-007783.txt : 20220208
0001209191-22-007783.hdr.sgml : 20220208
20220208170029
ACCESSION NUMBER: 0001209191-22-007783
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211222
FILED AS OF DATE: 20220208
DATE AS OF CHANGE: 20220208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Portnoy Mark L.
CENTRAL INDEX KEY: 0001529249
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40767
FILM NUMBER: 22602414
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000862692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 223023093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
BUSINESS PHONE: 813-749-2104
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-12-22
2022-02-08
0
0000862692
CRYO CELL INTERNATIONAL INC
CCEL
0001529249
Portnoy Mark L.
700 BROOKER CREEK BLVD
SUITE 1800
OLDSMAR
FL
34677
1
1
1
0
Co-CEO
Common Stock
42266
I
By 401K
Common Stock
71529
I
By Partnership
Common Stock
762514
D
Stock Option
3.14
2016-04-15
2026-04-15
Common Stock
59459
59459
D
Stock Option
7.92
2018-03-08
2028-03-08
Common Stock
20000
20000
D
Stock Option
7.53
2019-08-30
2029-08-30
Common Stock
22222
22222
D
Stock Option
7.28
2019-12-20
2029-12-20
Common Stock
20000
20000
D
Stock Option
13.50
2021-12-22
4
A
0
20000
13.50
A
2021-12-22
2024-12-22
Common Stock
20000
20000
D
Stock Option
12.27
2021-12-22
4
A
0
100000
12.27
A
2021-12-22
2028-12-22
Common Stock
100000
100000
D
Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.
The reporting person is amending his Form 4 filed on December 27, 2021 to correct an inadvertent error in reporting the exercise price of the Incentive Stock Option due to the reporting person being a 10% shareholder. Stock options vest 1/3 on the date of grant, 1/3 on December 22, 2022 and 1/3 on December 22, 2023.
Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.
/s/ Mark Portnoy
2022-02-08