0001209191-22-007783.txt : 20220208 0001209191-22-007783.hdr.sgml : 20220208 20220208170029 ACCESSION NUMBER: 0001209191-22-007783 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211222 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40767 FILM NUMBER: 22602414 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-12-22 2022-02-08 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD SUITE 1800 OLDSMAR FL 34677 1 1 1 0 Co-CEO Common Stock 42266 I By 401K Common Stock 71529 I By Partnership Common Stock 762514 D Stock Option 3.14 2016-04-15 2026-04-15 Common Stock 59459 59459 D Stock Option 7.92 2018-03-08 2028-03-08 Common Stock 20000 20000 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 22222 22222 D Stock Option 7.28 2019-12-20 2029-12-20 Common Stock 20000 20000 D Stock Option 13.50 2021-12-22 4 A 0 20000 13.50 A 2021-12-22 2024-12-22 Common Stock 20000 20000 D Stock Option 12.27 2021-12-22 4 A 0 100000 12.27 A 2021-12-22 2028-12-22 Common Stock 100000 100000 D Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021. The reporting person is amending his Form 4 filed on December 27, 2021 to correct an inadvertent error in reporting the exercise price of the Incentive Stock Option due to the reporting person being a 10% shareholder. Stock options vest 1/3 on the date of grant, 1/3 on December 22, 2022 and 1/3 on December 22, 2023. Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term. /s/ Mark Portnoy 2022-02-08