0001209191-21-053499.txt : 20210826 0001209191-21-053499.hdr.sgml : 20210826 20210826170521 ACCESSION NUMBER: 0001209191-21-053499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210824 FILED AS OF DATE: 20210826 DATE AS OF CHANGE: 20210826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 211213160 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-24 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD SUITE 1800 OLDSMAR FL 34677 1 1 0 0 Co-CEO Common Stock 42266 I By 401K Common Stock 71529 I By Partnership Common Stock 2021-08-24 4 M 0 67816 2.90 A 787514 D Common Stock 2021-08-24 4 F 0 25500 10.50 D 762014 D Stock Option 2.90 2021-08-24 4 M 0 67816 2.90 D 2011-08-31 2021-08-31 Common Stock 67816 0 D Stock Option 3.14 2016-04-15 2026-04-15 Common Stock 59459 59459 D Stock Option 7.92 2018-03-08 2028-03-08 Common Stock 20000 20000 D Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 22222 22222 D Stock Option 7.28 2019-12-20 2029-12-20 Common Stock 20000 20000 D Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Shares of common stock were withheld by the Company as payment for the exercise price of the common stock and associated tax liabilities. Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021. /s/ Mark Portnoy 2021-08-26