0001209191-20-045670.txt : 20200807 0001209191-20-045670.hdr.sgml : 20200807 20200807160926 ACCESSION NUMBER: 0001209191-20-045670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200806 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEEHY BRIAN L. CENTRAL INDEX KEY: 0001646597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 201085296 MAIL ADDRESS: STREET 1: 415 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: Sheehy Brian L Greenstein DATE OF NAME CHANGE: 20150629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-06 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001646597 SHEEHY BRIAN L. 700 BROOKER CREEK BLVD SUITE 1800 OLDSMAR FL 34677 1 0 0 0 Common Stock 2020-08-06 4 P 0 5849 8.719 A 490048 I By Corporation Stock Option 7.53 2019-08-30 2029-08-30 Common Stock 20000 20000 D Stock Option 7.74 2019-11-25 2029-11-25 Common Stock 5300 5300 D Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President and the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund. Stock options will vest 1/3 upon date of grant, 1/3 on August 30, 2020 and 1/3 on August 30, 2021. Stock options vest at a rate of 1/12 per month commencing on November 25, 2019. /s/ Brian Sheehy 2020-08-07