0000899243-20-013070.txt : 20200514 0000899243-20-013070.hdr.sgml : 20200514 20200514160023 ACCESSION NUMBER: 0000899243-20-013070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50746 FILM NUMBER: 20877602 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTNOY DAVID CENTRAL INDEX KEY: 0001315416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50746 FILM NUMBER: 20877603 MAIL ADDRESS: STREET 1: C/O FOCUS FINANCIAL GROUP STREET 2: 61 HARBOUR WAY CITY: BAL HARBOUR STATE: FL ZIP: 33154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50746 FILM NUMBER: 20877604 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaines George CENTRAL INDEX KEY: 0001529399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50746 FILM NUMBER: 20877605 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBA Florida, Inc. CENTRAL INDEX KEY: 0001289496 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 651078768 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1857 HELM DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: (702) 914-7250 MAIL ADDRESS: STREET 1: 1857 HELM DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: CBA, Inc. DATE OF NAME CHANGE: 20180521 FORMER COMPANY: FORMER CONFORMED NAME: Cord Blood America, Inc. DATE OF NAME CHANGE: 20040506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-06 0 0001289496 CBA Florida, Inc. CBAI 0000862692 CRYO CELL INTERNATIONAL INC 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 0 0 1 0 0001315416 PORTNOY DAVID 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 0 1 1 0 Co-Chief Executive Officer 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD. ST. 1800 OLDSMAR FL 34677 0 1 1 0 Co-Chief Executive Officer 0001529399 Gaines George 700 BROOKER CREEK BLVD., SUITE 1800 OLDSMAR FL 34677 0 0 1 0 Common Stock 114207446 D Common Stock 5614932 D Common Stock 4061770 D Common Stock 2020-05-06 4 S 0 586575 0.0074 D 2429137 D Common Stock 2020-05-07 4 S 0 1649999 0.0074 D 779138 D Common stock 2020-05-05 4 S 0 779138 0.0074 D 0 D Shares owned solely by cryo-cell International, Inc. Shares owned solely by David I. Portnoy. Shares owned solely by Mark L. Portnoy. Shares owned solely by George Gaines. Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. /s/ David Portnoy, Individual, and Chief Executive Officer and Authorized Representative of Cryo-Cell, International, Inc. 2020-05-13 /s/ David Portnoy 2020-05-13 /s/ Mark Portnoy 2020-05-13 /s/ George Gaines 2020-05-13