0000899243-19-028076.txt : 20191125 0000899243-19-028076.hdr.sgml : 20191125 20191125173257 ACCESSION NUMBER: 0000899243-19-028076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191121 FILED AS OF DATE: 20191125 DATE AS OF CHANGE: 20191125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portnoy Mark L. CENTRAL INDEX KEY: 0001529249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23386 FILM NUMBER: 191247145 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000862692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 223023093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 BUSINESS PHONE: 813-749-2104 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD STREET 2: SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-21 0 0000862692 CRYO CELL INTERNATIONAL INC CCEL 0001529249 Portnoy Mark L. 700 BROOKER CREEK BLVD. ST. 1800 OLDSMAR FL 34677 1 1 0 0 Co-Chief Executive Officer Common Stock 18055 I by 401K Common Stock 71529 I by partnership Common Stock 2019-11-21 4 S 0 77835 3.30 D 539656 D Common Stock 2019-11-21 4 S 0 35122 3.20 D 504534 D Common Stock 2019-11-21 4 S 0 22020 4.00 D 482514 D Stock Option 1.72 2011-12-01 2021-12-01 Common Stock 200000 200000 D Stock Option 2.90 2011-08-31 2021-08-31 Common Stock 100000 100000 D Stock Option 3.14 2016-04-15 2026-04-15 Common Stock 59459 59459 D Stock Option 7.92 2023-03-08 Common Stock 20000 20000 D Stock Option 7.53 2029-08-30 Common Stock 22222 22222 D Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Stock options vest 1/3 on date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017. Stock options will vest 1/3 on date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019. Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020. Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. /s/ Mark Portnoy 2019-11-25