0000899243-19-028076.txt : 20191125
0000899243-19-028076.hdr.sgml : 20191125
20191125173257
ACCESSION NUMBER: 0000899243-19-028076
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191121
FILED AS OF DATE: 20191125
DATE AS OF CHANGE: 20191125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Portnoy Mark L.
CENTRAL INDEX KEY: 0001529249
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23386
FILM NUMBER: 191247145
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000862692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 223023093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
BUSINESS PHONE: 813-749-2104
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-21
0
0000862692
CRYO CELL INTERNATIONAL INC
CCEL
0001529249
Portnoy Mark L.
700 BROOKER CREEK BLVD.
ST. 1800
OLDSMAR
FL
34677
1
1
0
0
Co-Chief Executive Officer
Common Stock
18055
I
by 401K
Common Stock
71529
I
by partnership
Common Stock
2019-11-21
4
S
0
77835
3.30
D
539656
D
Common Stock
2019-11-21
4
S
0
35122
3.20
D
504534
D
Common Stock
2019-11-21
4
S
0
22020
4.00
D
482514
D
Stock Option
1.72
2011-12-01
2021-12-01
Common Stock
200000
200000
D
Stock Option
2.90
2011-08-31
2021-08-31
Common Stock
100000
100000
D
Stock Option
3.14
2016-04-15
2026-04-15
Common Stock
59459
59459
D
Stock Option
7.92
2023-03-08
Common Stock
20000
20000
D
Stock Option
7.53
2029-08-30
Common Stock
22222
22222
D
Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
Stock options vest 1/3 on date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.
Stock options will vest 1/3 on date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019.
Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020.
Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.
/s/ Mark Portnoy
2019-11-25