0000899243-18-005508.txt : 20180226
0000899243-18-005508.hdr.sgml : 20180226
20180226172829
ACCESSION NUMBER: 0000899243-18-005508
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180222
FILED AS OF DATE: 20180226
DATE AS OF CHANGE: 20180226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gaines George
CENTRAL INDEX KEY: 0001529399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50746
FILM NUMBER: 18641854
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Portnoy Mark L.
CENTRAL INDEX KEY: 0001529249
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50746
FILM NUMBER: 18641855
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PORTNOY DAVID
CENTRAL INDEX KEY: 0001315416
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50746
FILM NUMBER: 18641856
MAIL ADDRESS:
STREET 1: C/O FOCUS FINANCIAL GROUP
STREET 2: 61 HARBOUR WAY
CITY: BAL HARBOUR
STATE: FL
ZIP: 33154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRYO CELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000862692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50746
FILM NUMBER: 18641857
BUSINESS ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
BUSINESS PHONE: 813-749-2104
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD
STREET 2: SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cord Blood America, Inc.
CENTRAL INDEX KEY: 0001289496
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 651078768
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1857 HELM DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: (702) 914-7250
MAIL ADDRESS:
STREET 1: 1857 HELM DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-22
0
0001289496
Cord Blood America, Inc.
CBAI
0000862692
CRYO CELL INTERNATIONAL INC
700 BROOKER CREEK BLVD., SUITE 1800
OLDSMAR
FL
34677
0
0
1
0
0001315416
PORTNOY DAVID
700 BROOKER CREEK BLVD., SUITE 1800
OLDSMAR
FL
34677
0
0
1
0
0001529249
Portnoy Mark L.
700 BROOKER CREEK BLVD.
ST. 1800
OLDSMAR
FL
34677
0
0
1
0
0001529399
Gaines George
700 BROOKER CREEK BLVD., SUITE 1800
OLDSMAR
FL
34677
0
0
1
0
Common Stock
2018-02-22
4
P
0
5050
0.0042
A
16273604
D
Common Stock
2018-02-22
4
P
0
261655
0.0042
A
16535259
D
Common Stock
2018-02-26
4
P
0
940000
0.0046
A
17475259
D
Common Stock
114207446
D
Common Stock
4061770
D
Common Stock
25000000
D
Shares owned solely by CRYO-CELL International, Inc.
Shares owned solely by David I. Portnoy
Shares owned solely by Mark L. Portnoy
Shares owned solely by George Gaines.
Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
/s/ David Portnoy, Individual, and Chief Executive Officer and Authorized Representative of Cryo-Cell, International, Inc.
2018-02-26
/s/ David Portnoy
2018-02-26
/s/ Mark Portnoy
2018-02-26
/s/ George Gaines
2018-02-26