0001213900-17-003740.txt : 20170413
0001213900-17-003740.hdr.sgml : 20170413
20170413193922
ACCESSION NUMBER: 0001213900-17-003740
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170320
FILED AS OF DATE: 20170413
DATE AS OF CHANGE: 20170413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carbon Natural Gas Co
CENTRAL INDEX KEY: 0000086264
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 260818050
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 BROADWAY, SUITE 1170
CITY: DENVER
STATE: CO
ZIP: 80290
BUSINESS PHONE: 720-407-7043
MAIL ADDRESS:
STREET 1: 1700 BROADWAY, SUITE 1170
CITY: DENVER
STATE: CO
ZIP: 80290
FORMER COMPANY:
FORMER CONFORMED NAME: ST LAWRENCE SEAWAY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pierce Mark Duane
CENTRAL INDEX KEY: 0001540715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-02040
FILM NUMBER: 17761924
MAIL ADDRESS:
STREET 1: 1700 BROADWAY, SUITE 1170
CITY: DENVER
STATE: CO
ZIP: 80290
4
1
f4032017pierce_carbon.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-20
0
0000086264
Carbon Natural Gas Co
CRBO
0001540715
Pierce Mark Duane
2480 FORTUNE DRIVE, SUITE 300
LEXINGTON
KY
40509
0
1
0
0
PRESIDENT
COMMON STOCK
2017-03-20
4
A
0
10000
0
A
75596
D
COMMON STOCK
2017-04-06
4
A
0
12500
0
A
88096
D
Restricted stock grant.
On March 15, 2017, Carbon Natural Gas Company (the "Issuer") effected a one for twenty reverse stock split of the Issuer's issued and outstanding common stock, as reported on the Current Report on Form 8-K filed by the Issuer with the SEC on March 16, 2017.
Reflects the acquisition of shares of Common Stock upon the satisfaction of certain performance criteria.
/s/ Kevin D. Struzeski, by power of attorney
2017-04-13