-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UisjgvwfBkcUB26+m2vmBiGePq105jm0xpZWZU4sPZdhnKP4VoWrkZFWqFhZbSx1 NHlmbQf1FFa1aMuz/yK9sQ== 0000899140-99-000426.txt : 19990712 0000899140-99-000426.hdr.sgml : 19990712 ACCESSION NUMBER: 0000899140-99-000426 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990209 FILED AS OF DATE: 19990709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LATIN AMERICA INVESTMENT FUND INC CENTRAL INDEX KEY: 0000862599 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133577304 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 811-06094 FILM NUMBER: 99661417 BUSINESS ADDRESS: STREET 1: 153 EAST 53RD ST- 58TH FLR STREET 2: C/O BEA ASSOCIATES INC CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128322626 MAIL ADDRESS: STREET 1: C/O BEA ASSOCIATES STREET 2: ONE CITICORP CTR 153 E 53RD ST 58TH FL CITY: NEW YORK STATE: NY ZIP: 10022 COMPANY DATA: COMPANY CONFORMED NAME: ROETT RIORDAN CENTRAL INDEX KEY: 0001090084 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: JOHN HOPKINS UNIVERSITY STREET 2: 1740 MASSACHUSETTS AVE CITY: WASHINGTON STATE: DC ZIP: 20036 MAIL ADDRESS: STREET 1: JOHN HOPKINS UNIVERSITY STREET 2: 1740 MASSACHUSETTS AVE CITY: WASHINGTON STATE: DC ZIP: 20036 3 1 FORM 3 FORM 3 ------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
--------------------------------------- ------------------------ -------------------------------------------------------- 1. Name and Address of Reporting Person 2. Date of Event 4. Issuer Name and Ticket Requiring Statement or Trading Symbol (Month/Day/Year) Roett Riordan February 9, 1999 The Latin America Investment Fund, Inc. (LAM) - ---------------------------------------- ------------------------ ---------------------------- --------------------- (Last) (First) (Middle) 3. IRS or Social Security 5. Relationship of Reporting 6. If Amendment, Number of Reporting Person to Issuer Date of Original Person (Voluntary) (Check all applicable) (Month/Day/Year) [X] Director [ ] 100% Owner [ ] Officer [ ] Other (specify The Johns Hopkins University (title below) below) 1740 Massachusetts Avenue - ------------------------------ (Street) Washington DC 20036 - -------------------------------------------------------------------- ------------------------------------------------------------- (City) (State) (Zip)
Table I -- Non-Derivative Securities Beneficially Owned -------------------------------- -------------------------------- ---------------------- ---------------------------------------- 1.Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Direct (D) or Ownership (Instr. 5) (Instr. 4) Indirect (I) (Instr. 5) -------------------------------- -------------------------------- ---------------------- ---------------------------------------- Common Stock 0 -------------------------------- -------------------------------- ---------------------- ---------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1473 (12-97)
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------- -------------------------- ------------------------- ---------------- ------------------- ------------- 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of (Instr. 4) and Expiration Date Securities Underlying or Exercise Form of Indirect (Month/Day/Year) Derivative Security of Price of Derivative Beneficial (Instr. 4) Derivative Security: Ownership Security Direct (D) (Instr.5) or Indirect (I) (Instr. 5) ------------- --------- ------------------------ Date Expiration Title Amount or Exercisable Date Number of Shares - ---------------------- ------------- --------- ------------ ----------- -------------- ----------------- -------------- NONE - ---------------------- ------------- --------- ------------ ----------- -------------- ----------------- -------------- - ---------------------- ------------- --------- ------------ ----------- -------------- ----------------- -------------- Explanation of Responses: /s/ Riordan Roett June 14, 1999 --------------------------------------- -------------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (12-97)
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