0001181431-13-023984.txt : 20130430
0001181431-13-023984.hdr.sgml : 20130430
20130430153753
ACCESSION NUMBER: 0001181431-13-023984
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130430
FILED AS OF DATE: 20130430
DATE AS OF CHANGE: 20130430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREEN LEE
CENTRAL INDEX KEY: 0001279487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18490
FILM NUMBER: 13797165
MAIL ADDRESS:
STREET 1: 31248 OAK CREST DR
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: K SWISS INC
CENTRAL INDEX KEY: 0000862480
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 954265988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 31248 OAK CREST DRIVE
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 8187065100
MAIL ADDRESS:
STREET 1: 31248 OAK CREST DR
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
4
1
rrd377266.xml
X0306
4
2013-04-30
1
0000862480
K SWISS INC
KSWS
0001279487
GREEN LEE
C/O K-SWISS INC
31248 OAK CREST DR
WESTLAKE VILLAGE
CA
91361
0
1
0
0
Corporate Counsel
Option to Buy Class A Common Stock
2.87
2013-04-30
4
D
0
12500
1.88
D
2021-11-15
Class A Common Stock, Par Value$.01
12500
0
D
Option to Buy Class A Common Stock
2.76
2013-04-30
4
D
0
6000
1.99
D
2022-06-05
Class A Common Stock, Par Value$.01
6000
0
D
Option to Buy Class A Common Stock
3.22
2013-04-30
4
D
0
1500
1.53
D
2022-08-07
Class A Common Stock, Par Value$.01
1500
0
D
Option to Buy Class A Common Stock
12.19
2013-04-30
4
D
0
5000
0
D
2018-03-04
Class A Common Stock, Par Value$.01
5000
0
D
Option to Buy Class A Common Stock
12.19
2013-04-30
4
D
0
4000
0
D
2014-05-06
Class A Common Stock, Par Value$.01
4000
0
D
Option to Buy Class A Common Stock
6.52
2013-04-30
4
D
0
7500
0
D
2019-03-09
Class A Common Stock, Par Value$.01
7500
0
D
Option to Buy Class A Common Stock
9.9
2013-04-30
4
D
0
2000
0
D
2020-03-02
Class A Common Stock, Par Value$.01
2000
0
D
Option to Buy Class A Common Stock
9.98
2013-04-30
4
D
0
2000
0
D
2021-02-17
Class A Common Stock, Par Value$.01
2000
0
D
Option to Buy Class A Common Stock
5.12
2013-04-30
4
D
0
2500
0
D
2021-09-14
Class A Common Stock, Par Value$.01
2500
0
D
Pursuant to the Agreement and Plan of Merger, dated as of January 16, 2013, by and among E-Land World Limited, Ian Acquisition Sub, Inc. and K-Swiss Inc., at the effective time of the merger of Ian Acquisition Sub, Inc. with and into K-Swiss Inc. (the "Merger"), this option, which provided for vesting in equal increments over a three-year period, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $4.75 over the exercise price per share of the option and (ii) the total number of shares underlying the option.
This option, which provided for vesting in equal increments over a three-year period, was cancelled in the Merger without any cash payment made in respect thereof as the exercise price per share exceeded the $4.75 per share merger consideration.
This option, which was fully vested, was cancelled in the Merger without any cash payment made in respect thereof as the exercise price per share exceeded the $4.75 per share merger consideration.
/s/ Janice Skikas, by power of attorney for Lee Green
2013-04-30