0001181431-13-023962.txt : 20130430
0001181431-13-023962.hdr.sgml : 20130430
20130430145756
ACCESSION NUMBER: 0001181431-13-023962
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130430
FILED AS OF DATE: 20130430
DATE AS OF CHANGE: 20130430
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: K SWISS INC
CENTRAL INDEX KEY: 0000862480
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 954265988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 31248 OAK CREST DRIVE
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 8187065100
MAIL ADDRESS:
STREET 1: 31248 OAK CREST DR
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN BRIAN
CENTRAL INDEX KEY: 0001244551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18490
FILM NUMBER: 13796721
MAIL ADDRESS:
STREET 1: 31248 OAK CREST DR
CITY: WESTLAK VILLAGE
STATE: CA
ZIP: 91361
4
1
rrd377277.xml
X0306
4
2013-04-30
1
0000862480
K SWISS INC
KSWS
0001244551
SULLIVAN BRIAN
C/O K-SWISS INC.
31248 OAK CREST DR
WESTLAKE VILLAGE
CA
91361
0
1
0
0
VP National Accounts
Class A Common Stock
2013-04-30
4
D
0
21400
4.75
D
0
D
Option to Buy Class A Common Stock
2.87
2013-04-30
4
D
0
5000
1.88
D
2021-11-15
Class A Common Stock, Par Value$.01
5000
0
D
Option to Buy Class A Common Stock
12.19
2013-04-30
4
D
0
6000
0
D
2018-03-04
Class A Common Stock, Par Value$.01
6000
0
D
Option to Buy Class A Common Stock
12.19
2013-04-30
4
D
0
6000
0
D
2013-08-12
Class A Common Stock, Par Value$.01
6000
0
D
Option to Buy Class A Common Stock
6.52
2013-04-30
4
D
0
10000
0
D
2019-03-09
Class A Common Stock, Par Value$.01
10000
0
D
Option to Buy Class A Common Stock
9.90
2013-04-30
4
D
0
3000
0
D
2020-03-02
Class A Common Stock, Par Value$.01
3000
0
D
Option to Buy Class A Common Stock
5.12
2013-04-30
4
D
0
2500
0
D
2021-09-14
Class A Common Stock, Par Value$.01
2500
0
D
Pursuant to the Agreement and Plan of Merger, dated as January 16, 2013, by and among E-Land World Limited, Ian Acquisition Sub, Inc. and K-Swiss Inc., at the effective time of the merger of Ian Acquisition Sub, Inc. with and into K-Swiss Inc. (the "Merger"), each share of K-Swiss Inc. common stock converted into the right to receive $4.75 in cash.
This option, which provided for vesting in equal increments over a three-year period, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $4.75 over the exercise price per share of the option and (ii) the total number of shares underlying the option.
This option, which provided for vesting in equal increments over a three-year period, was cancelled in the Merger without any cash payment in respect thereof as the exercise price per share exceeded the $4.75 per share merger consideration.
This option, which was fully vested, was cancelled in the Merger without any cash payment made in respect thereof as the exercise price per share exceeded the $4.75 per share merger consideration.
/s/ Janice Skikas, by power of attorney for Brian Sullivan
2013-04-30