0001181431-11-031714.txt : 20110520 0001181431-11-031714.hdr.sgml : 20110520 20110520175603 ACCESSION NUMBER: 0001181431-11-031714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110518 FILED AS OF DATE: 20110520 DATE AS OF CHANGE: 20110520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nichols David J CENTRAL INDEX KEY: 0001318774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 11862731 MAIL ADDRESS: STREET 1: C/O K-SWISS INC STREET 2: 31248 OAK CREST DR. CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 4 1 rrd312457.xml D. NICHOLS 5/18/11 EXERCISE X0303 4 2011-05-18 0 0000862480 K SWISS INC KSWS 0001318774 Nichols David J C/O K-SWISS INC 31248 OAK CREST DR. WESTLAKE VILLAGE CA 91361 0 1 0 0 Executive Vice President Class A Common Stock, Par Value $.01 2011-05-18 4 M 0 5901 5.05 A 5901 D Class A Common Stock, Par Value $.01 2011-05-18 4 S 0 5901 11.1038 D 0 D Class A Common Stock, Par Value $.01 2011-05-19 4 M 0 9099 5.05 A 9099 D Class A Common Stock, Par Value $.01 2011-05-19 4 S 0 9099 11.2065 D 0 D Options to buy Class A Common Stock 5.05 2011-05-18 4 M 0 5901 0 D 2011-07-09 Class A Common Stock, Par Value $.01 5901 33082 D Options to buy Class A Common Stock 5.05 2011-05-19 4 M 0 9099 0 D 2007-07-09 2011-07-09 Class A Common Stock, Par Value $.01 9099 23983 D 5,650 options vested on 7/9/06 and 251 options vested on 7/9/07 Tarek Rizkalla by power of attorney for David J Nichols 2011-05-20