0001181431-11-029434.txt : 20110512 0001181431-11-029434.hdr.sgml : 20110512 20110512191604 ACCESSION NUMBER: 0001181431-11-029434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110510 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nichols David J CENTRAL INDEX KEY: 0001318774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 11837323 MAIL ADDRESS: STREET 1: C/O K-SWISS INC STREET 2: 31248 OAK CREST DR. CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 4 1 rrd311278.xml D. NICHOLS 5/10/11 EXERCISE X0303 4 2011-05-10 0 0000862480 K SWISS INC KSWS 0001318774 Nichols David J C/O K-SWISS INC 31248 OAK CREST DR. WESTLAKE VILLAGE CA 91361 0 1 0 0 Executive Vice President Class A Common Stock, Par Value $.01 2011-05-10 4 M 0 25000 5.05 A 25000 D Class A Common Stock, Par Value $.01 2011-05-10 4 S 0 25000 11.2635 D 0 D Class A Common Stock, Par Value $.01 2011-05-12 4 M 0 5000 5.05 A 5000 D Class A Common Stock, Par Value $.01 2011-05-12 4 S 0 5000 11.3081 D 0 D Options to buy Class A Common Stock 5.05 2011-05-10 4 M 0 25000 0 D 2011-07-09 Class A Common Stock, Par Value $.01 25000 43983 D Options to buy Class A Common Stock 5.05 2011-05-12 4 M 0 5000 0 D 2006-07-09 2011-07-09 Class A Common Stock, Par Value $.01 5000 38983 D 2,983 options vested on 7/9/05 and 25,000 options vested on 7/9/06 Tarek Rizkalla by power of attorney for David J Nichols 2011-05-12