-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILghKaV++xXmfjL8PxAeIrnSAiuJON1JO18CaWavWCEuTFkpx3Q0ZUGNTiLoWHQL 5dzpAUxJzuMXGrDSAXSC0w== 0001181431-09-041665.txt : 20090828 0001181431-09-041665.hdr.sgml : 20090828 20090828150040 ACCESSION NUMBER: 0001181431-09-041665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090826 FILED AS OF DATE: 20090828 DATE AS OF CHANGE: 20090828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN BRIAN CENTRAL INDEX KEY: 0001244551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 091043009 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAK VILLAGE STATE: CA ZIP: 91361 4 1 rrd251696.xml 08/26/09 EXERCISE X0303 4 2009-08-26 0 0000862480 K SWISS INC KSWS 0001244551 SULLIVAN BRIAN C/O K-SWISS INC. 31248 OAK CREST DR WESTLAKE VILLAGE CA 91361 0 1 0 0 VP National Accounts Class A Common Stock, Par Value $.01 2009-08-26 4 M 0 7500 .531 A 28900 D Class A Common Stock, Par Value $.01 2009-08-26 4 S 0 7500 10.00 D 21400 D Class A Common Stock, Par Value $.01 2009-08-27 4 M 0 2500 .531 A 23900 D Class A Common Stock, Par Value $.01 2009-08-27 4 S 0 2500 10.00 D 21400 D Options to Buy Class A Common Stock .531 2009-08-26 4 M 0 7500 0 D 2010-02-21 Class A Common Stock, Par Value $.01 7500 2500 D Options to Buy Class A Common Stock .531 2009-08-27 4 M 0 2500 0 D 2006-02-21 2010-02-21 Class A Common Stock, Par Value $.01 2500 0 D 3,334 options vested on 2/21/04, 3,333 options vested on 2/21/05 and 833 options vested on 2/21/06 Brian Sullivan 2009-08-28 -----END PRIVACY-ENHANCED MESSAGE-----