-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RipD4lBQ4t+TMnJF8Kck2o728ZDzRZfdwPKm6sPq/qYvv2c86WE5uJiLBbUpwtbG bi6/qQ6Lv8fOnT9R7aBwcQ== 0001181431-09-038987.txt : 20090811 0001181431-09-038987.hdr.sgml : 20090811 20090811214327 ACCESSION NUMBER: 0001181431-09-038987 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090807 FILED AS OF DATE: 20090811 DATE AS OF CHANGE: 20090811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nichols David J CENTRAL INDEX KEY: 0001318774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 091005152 MAIL ADDRESS: STREET 1: C/O K-SWISS INC STREET 2: 31248 OAK CREST DR. CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 4 1 rrd250347.xml D. NICHOLS 8/7/09 AND 8/10/09 EXERCISES X0303 4 2009-08-07 0 0000862480 K SWISS INC KSWS 0001318774 Nichols David J C/O K-SWISS INC 31248 OAK CREST DR. WESTLAKE VILLAGE CA 91361 0 1 0 0 Executive Vice President Class A Common Stock, Par Value $.01 2009-08-07 4 M 0 25000 4.39 A 25000 D Class A Common Stock, Par Value $.01 2009-08-07 4 S 0 25000 10.7283 D 0 D Class A Common Stock, Par Value $.01 2009-08-10 4 M 0 57100 4.39 A 57100 D Class A Common Stock, Par Value $.01 2009-08-10 4 S 0 25000 10.5088 D 32100 D Class A Common Stock, Par Value $.01 2009-08-10 4 S 0 25000 10.5492 D 7100 D Class A Common Stock, Par Value $.01 2009-08-10 4 S 0 7100 10.4839 D 0 D Class A Common Stock, Par Value $.01 2009-08-11 4 M 0 17900 4.39 A 17900 D Class A Common Stock, Par Value $.01 2009-08-11 4 S 0 17900 10.2456 D 0 D Options to buy Class A Common Stock 4.39 2009-08-07 4 M 0 25000 0 D 2004-03-28 2011-03-28 Class A Common Stock, Par Value $.01 25000 163499 D Options to buy Class A Common Stock 4.39 2009-08-10 4 M 0 57100 0 D 2011-03-28 Class A Common Stock, Par Value $.01 57100 106399 D Options to buy Class A Common Stock 4.39 2009-08-11 4 M 0 17900 0 D 2005-03-28 2011-03-28 Class A Common Stock, Par Value $.01 17900 88499 D 30,166 options vested on 3/28/04 and 26,934 options vested on 3/28/05 David J Nichols 2009-08-11 -----END PRIVACY-ENHANCED MESSAGE-----