-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JCcQkV1/86c3DG+FgyjZjG/jiTiNZpJcZjLZK1A0LgYlfGE/3My8wdsQqgUSIfnH z+1JtlPeiizanu0k+AO0dA== 0001181431-07-034279.txt : 20070522 0001181431-07-034279.hdr.sgml : 20070522 20070522104415 ACCESSION NUMBER: 0001181431-07-034279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070515 FILED AS OF DATE: 20070522 DATE AS OF CHANGE: 20070522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELDMAN LAWRENCE CENTRAL INDEX KEY: 0001244520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 07870093 BUSINESS ADDRESS: BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 4 1 rrd159562.xml SHARYN N TRUST 5/15 & 5/18/07 X0202 4 2007-05-15 0 0000862480 K SWISS INC KSWS 0001244520 FELDMAN LAWRENCE C/O K-SWISS INC 31248 OAK CREST DR WESTLAKE VILLAGE CA 91361 1 0 0 0 Class A Common Stock, Par Value $.01 2007-05-15 4 C 0 200 0 A 200 I FN Class A Common Stock, Par Value $.01 2007-05-15 4 S 0 200 29.02 D 0 I FN (1) Class A Common Stock, Par Value $.01 2007-05-18 4 C 0 24800 0 A 24800 I FN (1) Class A Common Stock, Par Value $.01 2007-05-18 4 S 0 13392 29.02 D 11408 I FN (1) Class A Common Stock, Par Value $.01 2007-05-18 4 S 0 900 29.03 D 10508 I FN (1) Class A Common Stock, Par Value $.01 2007-05-18 4 S 0 200 29.04 D 10308 I FN (1) Class A Common Stock, Par Value $.01 2007-05-18 4 S 0 100 29.06 D 10208 I FN (1) Class A Common Stock, Par Value $.01 2007-05-18 4 S 0 10000 29.07 D 208 I FN (1) Class A Common Stock, Par Value $.01 2007-05-18 4 S 0 208 29.09 D 0 I FN (1) Class A Common Stock, Par Value $.01 2560 D Class B Common Stock 0 2007-05-15 4 C 0 200 0 D Class A Common Stock, Par Value $.01 200 172428 I FN Class B Common Stock 0 2007-05-18 4 C 0 24800 0 D Class A Common Stock, Par Value $.01 24800 147628 I FN Class B Common Stock 0 Class A Common Stock, Par Value $.01 243504 243504 I FN These securities are owned indirectly by the Reporting Person as Trustee of a trust ("Trust 1") in which the Reporting Person has no pecuniary interest. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other reason. The shares held by the Reporting Person, as trustee, are shares of Class B Common Stock, which are not registered under the Act but which are immediately convertible into an equal number of shares of Class A Common Stock, which shares are registered under the Act. 25,000 (200 on 5/15/07 and 24,800 on 5/18/07)of the shares of Class B Common Stock were converted to Class A Common Stock in connection with the transaction. These securities are owned indirectly by the Reporting Person as Trustee of a trust ("Trust 2") in which the Reporting Person has no pecuniary interest. The amount of securities beneficially owned by Trust 2 at the above date is 243,504. The shares held by the Reporting Person, as trustee, are shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934 (the "Act"), but which are immediately convertible into an equal number of shares of Class A Common Stock, which shares are registered under the Act. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other reason. Tarek Rizkalla, by power of attorney for Lawrence Feldman 2007-05-21 -----END PRIVACY-ENHANCED MESSAGE-----