-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F+42ST2SPO0VWYAZDMyckH7wN/jr5H86i++M9W/EmZdHxrmMnaepyHoa2xIVyTM3 zRI6ed+0pUJcxwH2LUHq0Q== 0001181431-05-014007.txt : 20050303 0001181431-05-014007.hdr.sgml : 20050303 20050303115757 ACCESSION NUMBER: 0001181431-05-014007 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040506 FILED AS OF DATE: 20050303 DATE AS OF CHANGE: 20050303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nichols David J CENTRAL INDEX KEY: 0001318774 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 05656775 BUSINESS ADDRESS: BUSINESS PHONE: 818-706-5100 MAIL ADDRESS: STREET 1: C/O K-SWISS INC STREET 2: 31248 OAK CREST DR. CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 3 1 rrd70868.xml DAVID VOTED AS OFFICER OF THE COMPANY X0202 3 2004-05-06 0 0000862480 K SWISS INC KSWS 0001318774 Nichols David J C/O K-SWISS INC 31248 OAK CREST DR. WESTLAKE VILLAGE CA 91361 0 1 0 0 Executive Vice President Options to buy Class A Common Stock .25 2004-10-06 2009-10-06 Class A Common Stock, Par Value $.01 40000 D Options to buy Class A Common Stock 2.53 2005-02-21 2010-02-21 Class A Common Stock, Par Value $.01 2667 D Options to buy Class A Common Stock 3.19 2010-05-18 Class A Common Stock, Par Value $.01 133332 D Options to buy Class A Common Stock 6.39 2011-03-28 Class A Common Stock, Par Value $.01 200000 D Options to buy Class A Common Stock 7.05 2011-07-09 Class A Common Stock, Par Value $.01 100000 D Options to buy Class A Common Stock 8.56 2012-02-13 Class A Common Stock, Par Value $.01 12000 D Options to buy Class A Common Stock 8.93 2009-02-01 2012-07-25 Class A Common Stock, Par Value $.01 5000 D Options to buy Class A Common Stock 8.93 2008-02-01 2012-07-25 Class A Common Stock, Par Value $.01 5000 D Options to buy Class A Common Stock 17.62 2010-07-25 2013-07-25 Class A Common Stock, Par Value $.01 40000 D Class B Common Stock 0.00 Class A Common Stock, Par Value $.01 63240 I FN 66,665 options vest on 5/18/04 and 66,667 options vest on 5/18/05 66,667 options vested on 3/28/04, 66,666 options vest on 3/28/05 and 66,667 options vest on 3/28/06 33,334 options vest on 7/9/05 and 33,333 options vest each on 7/9/06 and 7/9/07 4,000 options vest each on 2/13/05, 2/13/06 and 2/13/07 Shares of Class B Common Stock are not registered under Section 12 of the Securities Exchange Act. The conversion of shares of Class B Common Stock into shares of Class A Common stock is exempt from Section 16(b) of the Act under Rule 16b-6(b) promulgated thereunder. These Class B shares are convertible at any time and they do not expire. Such shares are held by David Nichols as trustee of a trust for the benefit of a related individual. David J Nichols 2005-03-02 -----END PRIVACY-ENHANCED MESSAGE-----