-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vcq/2Swl5mD2CHW/SV9BUG2a0+4TFolD7eQf0540IFATYw8nDPx1BqWlfRZJ6g0Z m7d7V16/BRASqgUfbPxHAw== 0001181431-04-054873.txt : 20041124 0001181431-04-054873.hdr.sgml : 20041124 20041124111248 ACCESSION NUMBER: 0001181431-04-054873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041122 FILED AS OF DATE: 20041124 DATE AS OF CHANGE: 20041124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICHOLS STEVEN B CENTRAL INDEX KEY: 0000903412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 041165665 BUSINESS ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8189983388 MAIL ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CJATSWORTH STATE: CA ZIP: 91311 4 1 rrd59084.xml NICHOLS 11/22/04 CONVERSION AND SALE X0202 4 2004-11-22 0 0000862480 K SWISS INC KSWS 0000903412 NICHOLS STEVEN B C/O K-SWISS INC 31248 OAK CREST DR WESTLAKE VILLAGE CA 91361 1 1 1 0 President & CEO Class A Common Stock, Par Value $.01 2004-11-22 4 C 0 119706 A 132918 I FN Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 1100 26.49 D 131818 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 300 26.50 D 131518 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 100 26.51 D 131418 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 100 26.52 D 131318 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 400 26.53 D 130918 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 1799 26.55 D 129119 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 1601 26.56 D 127518 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 3000 26.57 D 124518 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 4000 26.58 D 120518 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 3881 26.59 D 116637 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 1796 26.60 D 114841 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 1000 26.61 D 113841 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 300 26.62 D 113541 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 323 26.63 D 113218 I FN (1) Class A Common Stock, Par Value $.01 2004-11-22 2004-11-22 4 S 0 300 26.64 D 112918 I FN (1) Class B Common Stock 0 2004-11-22 4 C 0 119706 0 D Class A Common Stock, Par Value $.01 119706 7793562 I FN The shares are owned by the Nichols Family Trust. Steven Nichols is co-trustee of the Nichols Family Trust and exercises sole power to vote and dispose of shares held by the Nichols Family Trust. Shares of Class B Common Stock are not registered under Section 12 of the Securities Exchange Act. The conversion of shares of Class B Common Stock into shares of Class A Common Stock is exempt from Section 16(b) of the Act under Rule 16b-6(b) promulgated thereunder. These Class B shares are convertible at any time and they do not expire. 119,706 of the shares of Class B Common Stock were converted to shares of Class A Common Stock on the above date. The amount of derivitive securities beneficially owned at the above date is 7,793,562 shares of Class B Common Stock. The shares of Class B Common Stock are held as follows: 63,232 shares are held by Steven Nichols as trustee of a trust for the benefit of a related individual and 7,730,330 shares are owned by the Nichols Family Trust. Steven Nichols 2004-11-24 -----END PRIVACY-ENHANCED MESSAGE-----