-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DGJE0VnDlEC6hYT+8qvt0VU9fAuqwBGSIa2VR91lzufWZKcKl6QBOn+nR0X5Bks0 52FESbxRykCjyXrNVnkK8w== 0001181431-04-052187.txt : 20041112 0001181431-04-052187.hdr.sgml : 20041111 20041112101716 ACCESSION NUMBER: 0001181431-04-052187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041109 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICHOLS STEVEN B CENTRAL INDEX KEY: 0000903412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 041135991 BUSINESS ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8189983388 MAIL ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CJATSWORTH STATE: CA ZIP: 91311 4 1 rrd57486.xml 11/9/04 NICHOLS S/O EXERCISE X0202 4 2004-11-09 0 0000862480 K SWISS INC KSWS 0000903412 NICHOLS STEVEN B C/O K-SWISS INC 31248 OAK CREST DR WESTLAKE VILLAGE 91361 1 1 1 0 President & CEO CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-09 4 M 0 2000 3.188 A 2000 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-09 4 S 0 100 26.25 D 1900 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-09 4 S 0 800 26.28 D 1100 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-09 4 S 0 1000 26.33 D 100 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-09 4 S 0 100 26.35 D 0 D CLASS A COMMON STOCK, PAR VALUE $.01 88212 I FN Options to Buy Class A Common Stock 3.188 2004-11-09 4 M 0 2000 0 D 2002-01-18 2010-05-18 CLASS A COMMON STOCK, PAR VALUE $.01 2000 46000 D The shares are owned by the Nichols Family Trust. Steven Nichols is co-trustee of the Nichols Family Trust and exercises sole power to vote and dispose of shares held by the Nichols Family Trust. Steven Nichols 2004-11-11 -----END PRIVACY-ENHANCED MESSAGE-----