-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mk8t8n+Y4GePPVSdsj6af+SyCqMxwlp9NFCW2jDbncXmaXq4HnjX9/Wbzh4lAC7V F//D2tmykdQDfeE86JUxDQ== 0001181431-04-051739.txt : 20041110 0001181431-04-051739.hdr.sgml : 20041110 20041110110704 ACCESSION NUMBER: 0001181431-04-051739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041108 FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICHOLS STEVEN B CENTRAL INDEX KEY: 0000903412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 041131761 BUSINESS ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8189983388 MAIL ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CJATSWORTH STATE: CA ZIP: 91311 4 1 rrd57257.xml 11/8/04 NICHOLS S/O EXERCISE X0202 4 2004-11-08 0 0000862480 K SWISS INC KSWS 0000903412 NICHOLS STEVEN B C/O K-SWISS INC 31248 OAK CREST DR WESTLAKE VILLAGE 91361 1 1 1 0 President & CEO CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-08 4 M 0 13573 3.188 A 13573 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-08 4 S 0 5473 26 D 8100 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-08 4 S 0 1800 26.01 D 6300 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-08 4 S 0 200 26.02 D 6100 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-08 4 S 0 2800 26.03 D 3300 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-08 4 S 0 1200 26.04 D 2100 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-08 4 S 0 100 26.07 D 2000 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-08 4 S 0 2000 26.25 D 0 D CLASS A COMMON STOCK, PAR VALUE $.01 88212 I FN Options to Buy Class A Common Stock 3.188 2004-11-08 4 M 0 13573 0 D 2010-05-18 CLASS A COMMON STOCK, PAR VALUE $.01 13573 48000 D The shares are owned by the Nichols Family Trust. Steven Nichols is co-trustee of the Nichols Family Trust and exercises sole power to vote and dispose of shares held by the Nichols Family Trust. 1,573 options vested on 12/18/01 and 12,000 options vested on 1/18/02 Steven Nichols 2004-11-10 -----END PRIVACY-ENHANCED MESSAGE-----