-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VozPzVcOWR38XcqHSOR5I3zNJLYFXZQpcDI1LUJO+pB2L1TNwqBc9fPxWxkBDoWg 45NBrjktw1JmjALlNUA9aw== 0001181431-04-050790.txt : 20041104 0001181431-04-050790.hdr.sgml : 20041104 20041104134320 ACCESSION NUMBER: 0001181431-04-050790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041102 FILED AS OF DATE: 20041104 DATE AS OF CHANGE: 20041104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICHOLS STEVEN B CENTRAL INDEX KEY: 0000903412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 041118969 BUSINESS ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8189983388 MAIL ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CJATSWORTH STATE: CA ZIP: 91311 4 1 rrd56651.xml 11/2/04 NICHOLS S/O EXERCISE X0202 4 2004-11-02 0 0000862480 K SWISS INC KSWS 0000903412 NICHOLS STEVEN B C/O K-SWISS INC 31248 OAK CREST DR WESTLAKE VILLAGE 91361 1 1 1 0 President & CEO CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 M 0 5800 2.531 A 5800 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 M 0 50000 3.188 A 55800 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 5700 25.2 D 50100 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 100 25.21 D 50000 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 5332 25.25 D 44668 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 2781 25.26 D 41887 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 5819 25.27 D 36068 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 2400 25.29 D 33668 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 521 25.3 D 33147 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 3312 25.31 D 29835 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 4835 25.32 D 25000 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 16960 25.5 D 8040 D CLASS A COMMON STOCK, PAR VALUE $.01 2004-11-02 4 S 0 8040 25.51 D 0 D CLASS A COMMON STOCK, PAR VALUE $.01 88212 I FN Options to Buy Class A Common Stock 2.531 2004-11-02 4 M 0 5800 0 D 2001-12-21 2010-02-21 CLASS A COMMON STOCK, PAR VALUE $.01 5800 0 D Options to Buy Class A Common Stock 3.188 2004-11-02 4 M 0 50000 0 D 2010-05-18 CLASS A COMMON STOCK, PAR VALUE $.01 50000 150000 D The shares are owned by the Nichols Family Trust. Steven Nichols is co-trustee of the Nichols Family Trust and exercises sole power to vote and dispose of shares held by the Nichols Family Trust. 20,000 options vested on 6/18/01 and 7/18/01 each and 10,000 options vested on 8/18/01 Steven Nichols 2004-11-04 -----END PRIVACY-ENHANCED MESSAGE-----