-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IufkkMXv37Tw2mVBd2Gjd1ISeMGsB9E4rfcuGIhjo0S0mLKuTghsIkJqMSdlPott 6TLaJ+nh5+GOCauBYICdvg== 0001181431-03-019634.txt : 20030820 0001181431-03-019634.hdr.sgml : 20030820 20030820195042 ACCESSION NUMBER: 0001181431-03-019634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030820 FILED AS OF DATE: 20030820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICHOLS STEVEN B CENTRAL INDEX KEY: 0000903412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18490 FILM NUMBER: 03858953 BUSINESS ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8189983388 MAIL ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CJATSWORTH STATE: CA ZIP: 91311 4 1 rrd16604.xml NICHOLS 8/20/03 X0201 42003-08-200 0000862480 K SWISS INC KSWS 0000903412 NICHOLS STEVEN B C/O K-SWISS INC 31248 OAK CREST DR WESTLAKE VILLAGE CA 91361 1110President & CEOClass A Common Stock, Par Value $.012003-08-204C0194940A24300I< /directOrIndirectOwnership>FNClass A Common Stock, Par Value $.012003-08-204S0424338.5D20057IFN (1)Class A Common Stock, Par Value $.012003-08-204S010038.51D19957IFN (1)Class A Common Stock, Par Value $.012003-08-204S0245238.52D17505IFN (1)Class A Common Stock, Par Value $.012003-08-204S010038.53D17405IFN (1)Class A Common Stock, Par Value $.012003-08-204S020038.54D17205IFN (1)Class A Common Stock, Par Value $.012003-08-204S0220038.55D15005IFN (1)Class A Common Stock, Par Value $.012003-08-204S010038.59D14905IFN (1)Class A Common Stock, Par Value $.012003-08-204S090038.6D14005IFN (1)Class A Common Stock, Par Value $.012003-08-204S0400038.61D10005< directOrIndirectOwnership>IFN (1)Class A Common Stock, Par Value $.012003-08-204S023538.62D9770IFN (1)Class A Common Stock, Par Value $.012003-08-204S040038.63D9370IFN (1)C lass A Common Stock, Par Value $.012003-08-204S060038.64D8770IFN (1)Class A Common Stock, Par Value $.012003-08-204S020038.65D8570IFN (1)Class A Common Stock, Par Value $.012003-08-204S010038.66D8470IFN (1)Class A Common Stock, Par Value $.012003-08-204S010038.67D8370IFN (1)Class A Common Stock, Par Value $.012003-08-204S020038.69D8170IFN (1)Class A Common Stock, Par Value $.012003-08-204S0474038.7D~~3430IFN (1)~~Class A Common Stock, Par Value $.012003-08-204S090038.71D2530IFN (1)Class A Common Stock, Par Value $.012003-08-204S010038.72D2430IF N (1)Class A Common Stock, Par Value $.012003-08-204S0163038.73D800IFN (1)Class A Common Stock, Par Value $.012003-08-204S070038.74D100IFN (1)Class A Common Stock, Par Value $.012003-08-204S010038.81D0IFN (1)Class B Common Stock02003-08-20< /transactionDate>4C0194940DClass A Common Stock, Par Value $.01194944481240IFNThe shares are owned by the Nichols Family Trust. Steven Nichols is co-trustee of the Nichols Family Trust and exercises sole power to vote and dispose of shares held by the Nichols Family Trust.Shares of Class B Stock are not registered under Section 12 of the Securities Exchange Act of 1934 (the "Act"), but are immediately convertible into an equal number of shares of Class A Common Stock, $.01 par value, of the Issuer. The Issuer's Class A Common Stock is registered under Section 12 of the Act. The conversion of shares of Class B Common Stock into shares of Class A Common Stock is exempt from Section 16(b) of the Act under Rule 16b-6(b) promulgated thereunder. These Class B shares are convertible at any time and they do not expire. 19,494 of the shares of Class B Common Stock were converted to shares of Class A Common Stock on the above date.The amount of derivitive securities beneficially owned at the above date is; 4,481,240 shares of Class B Common Stock. The shares of Class B Common Stock are held as follows; 31,616 shares are held by Steven Nichols as trustee of a trust for the benefit of a related individual and 4,449,624 shares are owned by the Nichols Family Trust.Steven Nichols2003-08-20 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~