-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SbB25ZJ31Bjk2OUsQzr8jRltDnFvZwjq0DaNP3EVISH+Sydb6nkycdloGKmleoWN c7FqQpsHymncbSk0YwAFGg== 0000898430-00-000359.txt : 20000214 0000898430-00-000359.hdr.sgml : 20000214 ACCESSION NUMBER: 0000898430-00-000359 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41260 FILM NUMBER: 533586 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS FAMILY TRUST CENTRAL INDEX KEY: 0000903413 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 MAIL ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 SC 13G/A 1 SCHEDULE 13G/A#4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* - K-Swiss Inc. - -------------------------------------------------------------------------------- (NAME OF ISSUER) Class A Common Stock, $.01 par value - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 482686102 - -------------------------------------------------------------------------------- (CUSIP NUMBER) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ----------------------- --------------------- CUSIP NO. 482686102 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Nichols Family Trust - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,697,412 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,697,412 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,697,412 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 25.9% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 OO (Trust) - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 SCHEDULE 13G ------------ Item 1 (a) Name of Issuer -------------- K.Swiss Inc. Item 1 (b) Address of Issuer's Principal Executive Offices ----------------------------------------------- 31248 Oak Crest Drive Westlake Village, CA 91361 Item 2 (a) Name of Person Filing --------------------- Nichols Family Trust Item 2 (b) Address of Principal Business Office ------------------------------------ c/o K.Swiss Inc. 31248 Oak Crest Drive Westlake Village, CA 91361 Item 2 (c) Citizenship ----------- Organized under the laws of the State of California Item 2 (d) Title of Class of Securities ---------------------------- Class A Common Stock, $.01 par value. As set forth below, shares of Class A Common Stock are represented by shares of Class B Common Stock, which are not registered under Section 12 of the Securities Exchange Act of 1934 (the "Act"), but are immediately convertible into an equal number of shares of Class A Common Stock, $.01 par value, of K.Swiss Inc. The Class A Common Stock is registered under Section 12 of the Act. Item 2 (e) CUSIP Number ------------ 482686102 Item 3 To be filled out if this statement is filed pursuant to Rules ------------------------------------------------------------- 13d-1(b) or 13d-2(b) --------------------- Not Applicable. Page 3 of 5 Item 4 Ownership --------- (a) Amount Beneficially Owned ------------------------- 2,697,412 (b) Percent of Class: ---------------- 2,697,412 of the shares of Class A Common Stock beneficially owned by the Reporting Person represent shares of Class B Common Stock beneficially owned by the Nichols Family Trust (the "Trust"), of which the Reporting Person serves as trustee. If the shares of Class B Common Stock beneficially owned by the Reporting Person as trustee of the Trust were converted into Class A Common Stock, the Reporting Person would beneficially own 25.9% of the outstanding shares of Class A Common Stock. (c) Number of shares as to which such person has: -------------------------------------------- (i) sole power to vote or to direct the vote: 2,697,412 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 2,697,412 (iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class -------------------------------------------- Not Applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person --------------------------------------------------------------- Not applicable Page 4 of 5 Item 7 Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on by the Parent Holding Company ------------------------------------------------------------ Not applicable. Item 8 Identification and Classification of Members of the Group --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of Group ------------------------------ Not applicable. Item 10 Certification. -------------- Not applicable. SIGNATURE --------- After reasonable inquiry and the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2000 /s/ Steven B. Nichols --------------------------------------- Steven B. Nichols Trustee for Nichols Family Trust Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----