-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ChII1MZ/iJixdLUI18NCig0UBQ22bqnWdaYUWs/rSWiSWcqLIgarHc8X9qFr+5US 0DZT6wuBlMyp7O20zQZfNQ== 0000950155-96-000059.txt : 19960813 0000950155-96-000059.hdr.sgml : 19960813 ACCESSION NUMBER: 0000950155-96-000059 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960812 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEENE CORP /DE/ CENTRAL INDEX KEY: 0000862255 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 132596288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18434 FILM NUMBER: 96608766 BUSINESS ADDRESS: STREET 1: 757 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124863200 MAIL ADDRESS: STREET 1: 757 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 COMPANY DATA: COMPANY CONFORMED NAME: KEENE CREDITORS TRUST CENTRAL INDEX KEY: 0001020336 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 116474580 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: THE CHANCERY STREET 2: 190 WILLIS AVE CITY: MINEOLA STATE: NY ZIP: 11501 BUSINESS PHONE: 5167470300 MAIL ADDRESS: STREET 1: THE CHANCERY STREET 2: 190 WILLIS AVE CITY: MINEOLA STATE: NY ZIP: 11501 3 1 FORM 3 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0104 Expires: April 30, 1997 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person Keene Creditors Trust - -------------------------------------------------------------------------------- (Last) (First) (Middle) The Chancery, 190 Willis Avenue - -------------------------------------------------------------------------------- (Street) Mineola NY 11501 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 07/31/96 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol Reinhold Industries, Inc. (formerly Keene Corporation) ================================================================================ 5 Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- ================================================================================ 6. If Amendment, Date of Original (Month/Year) ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr.5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 7. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Security Exer- tion of Derivative (I) Ownership (Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Class B Comon Stock, Class A Common Stock, Not $0.01 par value 8/31/98 7/31/06 $0.01 par value 1,020,000 Applicable* D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: The trustees of the trust are Archie R. Dykes, Richard A. Lippe, and John J. Robbins. The trustees are record owners of the Class B Common Stock, but neither such statement nor the filing of this report shall be construed as an admission that such persons have any beneficial interest in the Class B Common Stock. * See additional disclosure on page 3 of this Form 3 /s/Richard A. Lippe August 12, 1996 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Richard A. Lippe, Managigng Trustee ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient. See Instruction 6 for procedure. Item 1. Name and Address of Reporting Person Keene Creditors Trust The Chancery, 190 Willis Avenue Mineola, NY 11501 Item 2. Date of Event Requiring Statement (Month/Day/Year) July 31, 1996 Item 4. Issuer Name and Ticker of Trading Symbol Reinhold Industries, Inc. (formerly Keene Corporation) Table II: Item 4 (additional disclosure) The Amended and Restated Certificate of Incorporation (the "Certificate") of Reinhold Industries, Inc. provides that only the Trust may hold shares of Class B Common Stock and that, upon the sale, transfer or disposition of any shares of Class B Common Stock by the Trust (other than to an entity in which the Trust owns all the beneficial interests or in connection with the pledge or hypothecation of such shares to secure bona fide indebtedness that is not convertible into Class B Common Stock), such shares shall automatically be converted into an equal number of shares of Class A Common Stock. The Certificate also provides that all of the then outstanding shares of Class B Common Stock shall automatically be converted into an equal number of shares of Class A Common Stock upon the earlier to occur of (a) the date upon which the shares of Class B Common Stock owned by the Trust represent less than 10% of the aggregate outstanding shares of Common Shares and (b) the tenth anniversary of July 31, 1996. The Certificate also provides that, for a period of 25 months from July 31, 1996, an owner of greater than 5% of the issued and outstanding Common Stock (including therefore the Trust) may not transfer, convey, assign, pledge or otherwise dispose of all or any interest in its shares of Common Stock or grant an option or contractual right to acquire ownership (collectively, to "Transfer") of such shares. -----END PRIVACY-ENHANCED MESSAGE-----