0001437749-24-022055.txt : 20240702 0001437749-24-022055.hdr.sgml : 20240702 20240702200536 ACCESSION NUMBER: 0001437749-24-022055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240528 FILED AS OF DATE: 20240702 DATE AS OF CHANGE: 20240702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lo Thomas M. CENTRAL INDEX KEY: 0002009474 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 241097927 MAIL ADDRESS: STREET 1: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml THOMAS LO X0508 4 2024-05-28 0000861842 CATHAY GENERAL BANCORP CATY 0002009474 Lo Thomas M. 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP, Chief Admin Officer 0 Common Stock 2024-05-28 4 M 0 1928 0 A 4947 D Common Stock 2024-05-28 4 F 0 688 35.88 D 4259 D Restricted Stock Units 2024-06-28 4 A 0 3313 0 A Common Stock 3313 3313 D Restricted Stock Units 2024-05-28 4 M 0 1928 0 D Common Stock 1928 0 D Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control. The reporting person previously reported the award of 1,928 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on May 28, 2024. /s/ Georgia Lo, attorney-in-fact 2024-07-02