0001437749-24-022055.txt : 20240702
0001437749-24-022055.hdr.sgml : 20240702
20240702200536
ACCESSION NUMBER: 0001437749-24-022055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240528
FILED AS OF DATE: 20240702
DATE AS OF CHANGE: 20240702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lo Thomas M.
CENTRAL INDEX KEY: 0002009474
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 241097927
MAIL ADDRESS:
STREET 1: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
THOMAS LO
X0508
4
2024-05-28
0000861842
CATHAY GENERAL BANCORP
CATY
0002009474
Lo Thomas M.
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, Chief Admin Officer
0
Common Stock
2024-05-28
4
M
0
1928
0
A
4947
D
Common Stock
2024-05-28
4
F
0
688
35.88
D
4259
D
Restricted Stock Units
2024-06-28
4
A
0
3313
0
A
Common Stock
3313
3313
D
Restricted Stock Units
2024-05-28
4
M
0
1928
0
D
Common Stock
1928
0
D
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control.
The reporting person previously reported the award of 1,928 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on May 28, 2024.
/s/ Georgia Lo, attorney-in-fact
2024-07-02