0001437749-24-022039.txt : 20240702
0001437749-24-022039.hdr.sgml : 20240702
20240702191653
ACCESSION NUMBER: 0001437749-24-022039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240628
FILED AS OF DATE: 20240702
DATE AS OF CHANGE: 20240702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BINGHAM KIM R
CENTRAL INDEX KEY: 0001301191
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 241097816
MAIL ADDRESS:
STREET 1: CATHAY BANK
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
KIM BINGHAM
X0508
4
2024-06-28
0000861842
CATHAY GENERAL BANCORP
CATY
0001301191
BINGHAM KIM R
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, Chief Risk Officer
0
Common Stock
0
D
Common Stock
51530
I
by Bingham Trust
Restricted Stock Units
2024-06-28
4
A
0
2478
A
Common Stock
2478
2478
D
Restricted Stock Units
2024-06-28
4
A
0
2498
A
Common Stock
2498
2498
D
Restricted Stock Units
2024-06-28
4
A
0
4997
A
Common Stock
4997
4997
D
On April 17, 2024, 9,681 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Kim R. Bingham and Angelina Bingham Trust as indirect ownership, without the payment of any consideration.
Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.
/s/ Georgia Lo, attorney-in-fact
2024-07-02