0001437749-24-022039.txt : 20240702 0001437749-24-022039.hdr.sgml : 20240702 20240702191653 ACCESSION NUMBER: 0001437749-24-022039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240628 FILED AS OF DATE: 20240702 DATE AS OF CHANGE: 20240702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BINGHAM KIM R CENTRAL INDEX KEY: 0001301191 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 241097816 MAIL ADDRESS: STREET 1: CATHAY BANK STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml KIM BINGHAM X0508 4 2024-06-28 0000861842 CATHAY GENERAL BANCORP CATY 0001301191 BINGHAM KIM R 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP, Chief Risk Officer 0 Common Stock 0 D Common Stock 51530 I by Bingham Trust Restricted Stock Units 2024-06-28 4 A 0 2478 A Common Stock 2478 2478 D Restricted Stock Units 2024-06-28 4 A 0 2498 A Common Stock 2498 2498 D Restricted Stock Units 2024-06-28 4 A 0 4997 A Common Stock 4997 4997 D On April 17, 2024, 9,681 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Kim R. Bingham and Angelina Bingham Trust as indirect ownership, without the payment of any consideration. Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. /s/ Georgia Lo, attorney-in-fact 2024-07-02