0001437749-24-022036.txt : 20240702
0001437749-24-022036.hdr.sgml : 20240702
20240702191400
ACCESSION NUMBER: 0001437749-24-022036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240628
FILED AS OF DATE: 20240702
DATE AS OF CHANGE: 20240702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN HENG W
CENTRAL INDEX KEY: 0001207193
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 241097808
MAIL ADDRESS:
STREET 1: C/O CATHAY BANCORP, INC.
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
HENG CHEN
X0508
4
2024-06-28
0000861842
CATHAY GENERAL BANCORP
CATY
0001207193
CHEN HENG W
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP/CFO
0
Common Stock
180488
D
Common Stock
100
I
Chen Trust
Restricted Stock Units
2024-06-28
4
A
0
4011
A
Common Stock
4011
4011
D
Restricted Stock Units
2024-06-28
4
A
0
4042
A
Common Stock
4042
4042
D
Restricted Stock Units
2024-06-28
4
A
0
8085
A
Common Stock
8085
8085
D
Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.
/s/ Georgia Lo, attorney-in-fact
2024-07-02