0001437749-24-010959.txt : 20240403 0001437749-24-010959.hdr.sgml : 20240403 20240403195244 ACCESSION NUMBER: 0001437749-24-010959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240403 DATE AS OF CHANGE: 20240403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 24821023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml DUNSON CHENG X0508 4 2024-04-01 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Executive Chairman 0 Common Stock 384577 I Husband & Wife Trust Common Stock 182452 I Nonmarital Share Trust Common Stock 102891 I By ESOP Common Stock 2024-04-01 4 M 0 16837 0 A 142381 D Common Stock 2024-04-01 4 F 0 6838 36.91 D 135543 D Common Stock 2024-04-01 4 M 0 17891 0 A 153434 D Common Stock 2024-04-01 4 F 0 9068 36.91 D 144366 D Common Stock 2024-04-01 4 M 0 35689 0 A 180055 D Common Stock 2024-04-01 4 F 0 18088 36.91 D 161967 D Restricted Stock Units 2024-04-01 4 M 0 10226 0 D Common Stock 0 0 D Restricted Stock Units 2024-04-01 4 M 0 10866 0 D Common Stock 0 0 D Restricted Stock Units 2024-04-01 4 M 0 21733 0 D Common Stock 0 0 D Of the previously reported target award of 10,226 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 10,866 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 21,733 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. Performance-based restricted stock units vested on December 31, 2023. /s/ Georgia Lo, attorney-in-fact 2024-04-03