0001437749-23-021257.txt : 20230731
0001437749-23-021257.hdr.sgml : 20230731
20230731204205
ACCESSION NUMBER: 0001437749-23-021257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230727
FILED AS OF DATE: 20230731
DATE AS OF CHANGE: 20230731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Mark Hakjoon
CENTRAL INDEX KEY: 0001463314
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 231129234
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 9650 FLAIR DRIVE
CITY: EL MONTE
STATE: CA
ZIP: 91731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
MARK LEE
X0508
4
2023-07-27
0000861842
CATHAY GENERAL BANCORP
CATY
0001463314
Lee Mark Hakjoon
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, Chief Credit Officer
0
Common Stock
17038
D
Restricted Stock Units
2023-07-27
4
A
0
2251
A
Common Stock
2251
2251
D
Restricted Stock Units
2023-07-27
4
A
0
2356
A
Common Stock
2356
2356
D
Restricted Stock Units
2023-07-27
4
A
0
4713
A
Common Stock
4713
4713
D
Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
These restricted stock units are scheduled to vest in a single installment on December 31, 2025, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2024 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.
/s/ Georgia Lo, attorney-in-fact
2023-07-31