0001437749-23-009557.txt : 20230405
0001437749-23-009557.hdr.sgml : 20230405
20230405171702
ACCESSION NUMBER: 0001437749-23-009557
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230403
FILED AS OF DATE: 20230405
DATE AS OF CHANGE: 20230405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liu Chang
CENTRAL INDEX KEY: 0001506599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 23803495
MAIL ADDRESS:
STREET 1: C/O FIRST PACTRUST BANCORP INC
STREET 2: 610 BAY BOULEVARD
CITY: CHULA VISTA
STATE: CA
ZIP: 91910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
CHANG LIU
X0407
4
2023-04-03
0000861842
CATHAY GENERAL BANCORP
CATY
0001506599
Liu Chang
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
President & CEO
0
Common Stock
2023-04-03
4
M
0
19819
0
A
35211
D
Common Stock
2023-04-03
4
F
0
9827
34.21
D
25384
D
Common Stock
2023-04-03
4
M
0
20630
0
A
46014
D
Common Stock
2023-04-03
4
F
0
10229
34.21
D
35785
D
Common Stock
2023-04-03
4
M
0
41261
0
A
77046
D
Common Stock
2023-04-03
4
F
0
20458
34.21
D
56588
D
Restricted Stock Units
2023-04-03
4
M
0
12252
0
D
Common Stock
0
0
D
Restricted Stock Units
2023-04-03
4
M
0
12681
0
D
Common Stock
0
0
D
Restricted Stock Units
2023-04-03
4
M
0
25362
0
D
Common Stock
0
0
D
Of the previously reported target award of 12,252 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 12,681 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 25,362 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020.
Performance-based restricted stock units vested on January 31, 2023.
/s/ Georgia Lo, attorney-in-fact
2023-04-05