0001437749-23-009557.txt : 20230405 0001437749-23-009557.hdr.sgml : 20230405 20230405171702 ACCESSION NUMBER: 0001437749-23-009557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Chang CENTRAL INDEX KEY: 0001506599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 23803495 MAIL ADDRESS: STREET 1: C/O FIRST PACTRUST BANCORP INC STREET 2: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml CHANG LIU X0407 4 2023-04-03 0000861842 CATHAY GENERAL BANCORP CATY 0001506599 Liu Chang 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 President & CEO 0 Common Stock 2023-04-03 4 M 0 19819 0 A 35211 D Common Stock 2023-04-03 4 F 0 9827 34.21 D 25384 D Common Stock 2023-04-03 4 M 0 20630 0 A 46014 D Common Stock 2023-04-03 4 F 0 10229 34.21 D 35785 D Common Stock 2023-04-03 4 M 0 41261 0 A 77046 D Common Stock 2023-04-03 4 F 0 20458 34.21 D 56588 D Restricted Stock Units 2023-04-03 4 M 0 12252 0 D Common Stock 0 0 D Restricted Stock Units 2023-04-03 4 M 0 12681 0 D Common Stock 0 0 D Restricted Stock Units 2023-04-03 4 M 0 25362 0 D Common Stock 0 0 D Of the previously reported target award of 12,252 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 12,681 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 25,362 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. Performance-based restricted stock units vested on January 31, 2023. /s/ Georgia Lo, attorney-in-fact 2023-04-05