0001437749-23-002298.txt : 20230201 0001437749-23-002298.hdr.sgml : 20230201 20230201211559 ACCESSION NUMBER: 0001437749-23-002298 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Richard CENTRAL INDEX KEY: 0001706290 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 23578561 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml RICHARD SUN X0306 5 2022-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001706290 Sun Richard 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 1100 I By spouse Common Stock 13315 I By JKLM Limited Partnership Common Stock 3500 I by Ivy Sun Separate Trust Common Stock 4700 I by RIS Family Limited Partnership Common Stock 1600 I by Michael Sun Trust Common Stock 1500 I by Lin-Chih Corporation Common Stock 1000 D Common Stock 12886 I By Sun Trust On May 6, 2022, 1,978 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Sun Trust as indirect ownership, without the payment of any consideration. /s/ Georgia Lo, attorney-in-fact 2023-02-01