0001437749-22-008109.txt : 20220401 0001437749-22-008109.hdr.sgml : 20220401 20220401213810 ACCESSION NUMBER: 0001437749-22-008109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220401 DATE AS OF CHANGE: 20220401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Mark Hakjoon CENTRAL INDEX KEY: 0001463314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 22800247 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml MARK LEE X0306 4 2022-04-01 0000861842 CATHAY GENERAL BANCORP CATY 0001463314 Lee Mark Hakjoon 777 NORTH BROADWAY LOS ANGELES CA 90012 1 EVP, Chief Credit Officer Common Stock 2022-04-01 4 M 0 1895 0 A 6096 D Common Stock 2022-04-01 4 F 0 656 44.52 D 5440 D Common Stock 2022-04-01 4 M 0 2307 0 A 7747 D Common Stock 2022-04-01 4 F 0 798 44.52 D 6949 D Common Stock 2022-04-01 4 M 0 2382 0 A 9331 D Common Stock 2022-04-01 4 F 0 824 44.52 D 8507 D Restricted Stock Units 2022-04-01 4 M 0 1328 0 D Common Stock 0 0 D Restricted Stock Units 2022-04-01 4 M 0 1390 0 D Common Stock 0 0 D Restricted Stock Units 2022-04-01 4 M 0 2780 0 D Common Stock 0 0 D Of the previously reported target award of 1,328 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 1,390 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 2,780 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. Performance-based restricted stock units vested on January 31, 2022. /s/ Georgia Lo, attorney-in-fact 2022-04-01