0001437749-22-008107.txt : 20220401
0001437749-22-008107.hdr.sgml : 20220401
20220401213547
ACCESSION NUMBER: 0001437749-22-008107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220401
FILED AS OF DATE: 20220401
DATE AS OF CHANGE: 20220401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BINGHAM KIM R
CENTRAL INDEX KEY: 0001301191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 22800245
MAIL ADDRESS:
STREET 1: CATHAY BANK
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
KIM BINGHAM
X0306
4
2022-04-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001301191
BINGHAM KIM R
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP, Chief Risk Officer
Common Stock
2022-04-01
4
M
0
3223
0
A
36785
D
Common Stock
2022-04-01
4
F
0
1115
44.52
D
35670
D
Common Stock
2022-04-01
4
M
0
3921
0
A
39591
D
Common Stock
2022-04-01
4
F
0
1356
44.52
D
38235
D
Common Stock
2022-04-01
4
M
0
4050
0
A
42285
D
Common Stock
2022-04-01
4
F
0
1401
44.52
D
40884
D
Restricted Stock Units
2022-04-01
4
M
0
2258
0
D
Common Stock
0
0
D
Restricted Stock Units
2022-04-01
4
M
0
2363
0
D
Common Stock
0
0
D
Restricted Stock Units
2022-04-01
4
M
0
4727
0
D
Common Stock
0
0
D
Of the previously reported target award of 2,258 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 2,363 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 4,727 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria.
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019.
Performance-based restricted stock units vested on January 31, 2022.
/s/ Georgia Lo, attorney-in-fact
2022-04-01