0001437749-22-008105.txt : 20220401 0001437749-22-008105.hdr.sgml : 20220401 20220401213316 ACCESSION NUMBER: 0001437749-22-008105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220401 DATE AS OF CHANGE: 20220401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 22800242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml DUNSON CHENG X0306 4 2022-04-01 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Executive Chairman Common Stock 395577 I Husband & Wife Trust Common Stock 182452 I Nonmarital Share Trust Common Stock 102894 I By ESOP Common Stock 2022-04-01 4 M 0 8531 0 A 103573 D Common Stock 2022-04-01 4 F 0 4230 44.52 D 99343 D Common Stock 2022-04-01 4 M 0 10383 0 A 109726 D Common Stock 2022-04-01 4 F 0 5148 44.52 D 104578 D Common Stock 2022-04-01 4 M 0 10722 0 A 115300 D Common Stock 2022-04-01 4 F 0 5316 44.52 D 109984 D Restricted Stock Units 2022-04-01 4 M 0 5977 0 D Common Stock 0 0 D Restricted Stock Units 2022-04-01 4 M 0 6256 0 D Common Stock 0 0 D Restricted Stock Units 2022-04-01 4 M 0 12513 0 D Common Stock 0 0 D Of the previously reported target award of 5,977 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 6,256 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Of the previously reported target award of 12,513 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. Performance-based restricted stock units vested on January 31, 2022. /s/ Georgia Lo, attorney-in-fact 2022-04-01