0001437749-22-005207.txt : 20220303
0001437749-22-005207.hdr.sgml : 20220303
20220303185059
ACCESSION NUMBER: 0001437749-22-005207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220301
FILED AS OF DATE: 20220303
DATE AS OF CHANGE: 20220303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHENG DUNSON K
CENTRAL INDEX KEY: 0001185628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 22711172
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
DUNSON CHENG
X0306
4
2022-03-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001185628
CHENG DUNSON K
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
1
Executive Chairman
Common Stock
182452
I
Nonmarital Share Trust
Common Stock
102894
I
By ESOP
Common Stock
395577
I
Husband & Wife Trust
Common Stock
2022-03-01
4
M
0
3554
0
A
93508
D
Common Stock
2022-03-01
4
F
0
1222
45.36
D
92286
D
Common Stock
2022-03-03
4
M
0
4214
0
A
96500
D
Common Stock
2022-03-03
4
F
0
1458
46.54
D
95042
D
Restricted Stock Units
2022-03-01
4
M
0
3554
0
D
2022-03-01
Common Stock
3554
0
D
Restricted Stock Units
2022-03-03
4
M
0
4214
0
D
Common Stock
4214
0
D
On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units vested on March 1, 2022.
Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
The Reporting Person previously reported the award of 4,214 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022.
Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
/s/ Georgia Lo, attorney-in-fact
2022-03-03