0001437749-22-002539.txt : 20220204 0001437749-22-002539.hdr.sgml : 20220204 20220204180709 ACCESSION NUMBER: 0001437749-22-002539 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Richard CENTRAL INDEX KEY: 0001706290 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 22594958 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 9650 FLAIR DRIVE CITY: EL MONTE STATE: CA ZIP: 91731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml RICHARD SUN X0306 5 2021-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001706290 Sun Richard 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 1100 I By spouse Common Stock 10908 I By Sun Trust Common Stock 13315 I By JKLM Limited Partnership Common Stock 3500 I by Ivy Sun Separate Trust Common Stock 4700 I by RIS Family Limited Partnership Common Stock 1600 I by Michael Sun Trust Common Stock 1500 I by Lin-Chih Corporation Common Stock 1000 D On April 29, 2021, 2,075 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Sun Trust as indirect ownership, without the payment of any consideration. /s/ Georgia Lo, attorney-in-fact 2022-02-04