0001437749-22-002531.txt : 20220204 0001437749-22-002531.hdr.sgml : 20220204 20220204175917 ACCESSION NUMBER: 0001437749-22-002531 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 22594924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 rdgdoc.xml ANTHONY TANG X0306 5 2021-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 Vice Chairman Common Stock 2021-03-11 5 J 0 2279.312 43.475 A 328360.907 I By spouse Common Stock 2021-06-07 5 J 0 2327.6970 42.75 A 328360.907 I By spouse Common Stock 2021-09-09 5 J 0 2492.68 40.21 A 328360.907 I By spouse Common Stock 2021-12-09 5 J 0 2543.55 43.5525 A 328360.907 I By spouse Common Stock 2021-03-16 5 J 0 771.662 43.0868 A 110888.986 I By ESOP Common Stock 2021-06-09 5 J 0 783.536 42.8798 A 110888.986 I By ESOP Common Stock 2021-09-13 5 J 0 832.629 40.6377 A 110888.986 I By ESOP Common Stock 2021-12-13 5 J 0 857.644 43.5809 A 110888.986 I By ESOP Common Stock 300000 I YFO Investments, spouse is a beneficiary Common Stock 246986 D Dividend Reinvestment. ESOP DR earnings allocation. /s/ Georgia Lo, attorney-in-fact 2022-02-04