0001437749-21-008286.txt : 20210405
0001437749-21-008286.hdr.sgml : 20210405
20210405183239
ACCESSION NUMBER: 0001437749-21-008286
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN HENG W
CENTRAL INDEX KEY: 0001207193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 21807243
MAIL ADDRESS:
STREET 1: C/O CATHAY BANCORP, INC.
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
HENG CHEN
X0306
4
2021-04-01
0000861842
CATHAY GENERAL BANCORP
CATY
0001207193
CHEN HENG W
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
EVP/CFO
Common Stock
2021-04-01
4
M
0
5402
0
A
132920
D
Common Stock
2021-04-01
4
F
0
1869
41.48
D
131051
D
Common Stock
2021-04-01
4
M
0
6618
0
A
137669
D
Common Stock
2021-04-01
4
F
0
2289
41.48
D
135380
D
Restricted Stock Units
2021-04-01
4
M
0
3217
0
D
Common Stock
0
0
D
Restricted Stock Units
2021-04-01
4
M
0
6420
0
D
Common Stock
0
0
D
Of the previously reported target award of 3,217 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
Of the previously reported target award of 6,420 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria.
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017.
Performance-based restricted stock units vested on December 31, 2020.
Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on March 15, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 19, 2018.
/s/ Georgia Lo, attorney-in-fact
2021-04-05